RK
Rodney M. Kramp
CETERA INVESTMENT ADVISERS LLC
Findlay, OH 45840
Some features on this profile are disabled
CRD#: 2480011
RK
Professional summary
Rodney Michael Kramp, who also goes by Rodney M Kramp, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Findlay, Ohio and CETERA WEALTH SERVICES, LLC located in Findlay, Ohio.
Rodney is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Rodney has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rodney M Kramp
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Asset One Wealth Management dba AK Wealth Management; Yes; At Registered Location; RIA; IAR; 11/2025; 150; 150; Meet with clients, provide suitable recommendations as a fiduciary, manage company. 2) Fixed Insurance; No; At Registered Location; Fixed/Traditional Insurance; Agent; 11/2025; 2; 2; Sales of Fixed/Traditional Insurance Products. 3) Tark Leasing, LLC; No; 524 South Main St Findlay, OH 45840; Operating LLC/Support Company; Owner; 08/2025; 1; 0; Own equipment and lease it to Truly Natural Therapies. 4) Truly Natural Therapies; No; 524 South Main St Findlay, OH 45840; Spa Owner; Owner; 08/2025; 4; 0; Oversee general manager and business practices for the spa. 5) Midstream, LLC; No; 8128 Ash Ridge Lane Findlay, OH 45840; Operating LLC/Support Company; Owner; 06/2018; 1; 0; Operating Member. 6) Midstream 2, LLC; No; 8128 Ash Ridge Lane Findlay, OH 45840; Real Estate/Commercial/Property/Management Services; Owner; 09/2018; 5; 2; Collecting Rent. 7) Midstream 3, LLC; No; 8128 Ash Ridge Lane Findlay, OH 45840; Real Estate/Commercial/Property/Management Services; Owner; 08/2019; 2; 0; Collecting Rent.
CRS (Client Relationship Summary) - RIA
Click below to view Rodney Michael Kramp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 520 S Main Street Ste A, Findlay, OH 45840RIA
CRD#: 105644
Findlay, OH
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 520 S Main Street Ste A, Findlay, OH 45840BD
CRD#: 13572
Findlay, OH
Current
November 14, 2025 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207BD
CRD#: 35747
ALBANY, NY
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
August 16, 2017 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
Findlay, OH
Past
August 14, 2017 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
Findlay, OH
Past
February 14, 2005 - September 8, 2017
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
FINDLAY, OH
Past
July 17, 2003 - September 8, 2017
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
FINDLAY, OH
Past
June 1, 2001 - June 25, 2003
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
March 21, 1997 - June 4, 2001
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/9/2021)
RR
Arizona(11/14/2025)
RR
Florida(6/11/2021)
RR
Florida(11/14/2025)
RR
Georgia(6/9/2021)
RR
Georgia(11/14/2025)
RR
Illinois(6/9/2021)
RR
Indiana(6/9/2021)
RR
Iowa(6/9/2021)
RR
Kentucky(6/9/2021)
RR
Michigan(6/9/2021)
RR
Michigan(11/14/2025)
RR
Mississippi(1/14/2022)
RR
Missouri(12/22/2021)
RR
Nevada(2/4/2022)
RR
Nevada(11/14/2025)
RR
New Jersey(6/9/2021)
RR
New Jersey(11/14/2025)
RR
New Mexico(1/21/2022)
RR
North Carolina(6/9/2021)
RR
Ohio(6/9/2021)
IAR
Ohio(6/29/2023)
RR
Ohio(11/14/2025)
RR
Oregon(6/9/2021)
RR
Pennsylvania(6/9/2021)
RR
South Carolina(6/9/2021)
RR
Tennessee(6/9/2021)
RR
Tennessee(11/14/2025)
RR
Texas(6/9/2021)
IAR
Texas(6/29/2023)
RR
Texas(11/14/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
