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Todd Tester Leong Mr.

CRD# 2479768·Registered 1994 - 2023
Previously Registered: Being a previously registered professional could mean that Todd is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Todd Tester Leong MR., who also goes by Todd Tester Leong, was a registered financial advisor. Todd was a previously registered financial professional and started their career in finance 1994 - 2023. Todd had worked at 6 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 57, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Todd Tester Leong

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

DRIVEWEALTH INSTITUTIONAL LLC·CRD# 33038
BD
New York, NY
March 28, 2023 - December 18, 2023
MIRAE ASSET SECURITIES (USA) INC.·CRD# 30679
BD
New York, NY
August 8, 2017 - May 28, 2019
GARGOYLE STRATEGIC INVESTMENTS L.L.C.·CRD# 43238
BD
Englewood, NJ
October 8, 2007 - November 13, 2009
DC TRADING PARTNERS L.L.C.·CRD# 134113
BD
New York, NY
April 27, 2005 - June 29, 2007
RONIN CAPITAL, LLC·CRD# 118428
BD
Chicago, IL
January 23, 2003 - June 15, 2005
MAPLE SECURITIES U.S.A. INC.·CRD# 33947
BD
Jersey City, NJ
May 16, 1994 - July 7, 1999

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Current Firm

DI
DRIVEWEALTH INSTITUTIONAL LLC

CUTTONE & CO., INC. | DRIVEWEALTH INSTITUTIONAL LLC | CUTTONE & CO., LLC

CRD#: 33038 / SEC#: 8-31461
BD
Terminated by SEC on 02/10/2026

Contact Information

Established

New York since 10/04/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
DRIVEWEALTH HOLDINGS INC.SOLE MEMBER—
BLANGIARDO, ALESSIOFINANCIAL & OPERATIONS PRINCIPAL5600541
ILARIO, ANTHONYCHIEF OPERATING OFFICER2262100
MADARASZ, RONALD JOHNSENIOR MANAGER, INSTITUTIONAL SALES & TRADING1769473
METZGER, BARRY SCOTTCHIEF EXECUTIVE OFFICER4719211
POND, ERICROSFP6069469
QUINONES, VINCENT JOSEPHHEAD OF EXECUTION SERVICES4308610
TZANETEAS, ALEC MICHAELCHIEF COMPLIANCE OFFICER6983736

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1996About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Oct 2023About the Series 7TO exam

Series 57TO — Securities Trader Exam

Passed Mar 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 57 — Securities Trader Exam

Passed Aug 2017About the Series 57 exam

Series 7 — General Securities Representative Examination

Passed May 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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