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AM

Andrew R. Mannarino

OPTIVER EXECUTION SERVICES LLC
New York, NY 10010
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CRD#: 2477643
AM

Professional summary


Andrew Rodolfo Mannarino, who also goes by Andrew Mannarino, Andy Mannarino, Ang Mannarino, is a registered financial professional currently at OPTIVER EXECUTION SERVICES LLC located in New York, New York and OPTIVER US LLC located in New York, New York.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 1994. Andrew has worked at 13 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 14A, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Andrew Mannarino | Andy Mannarino | Ang Mannarino

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Andrew Rodolfo Mannarino's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 23, 2025 - Present

OPTIVER EXECUTION SERVICES LLC

Office #1: 360 Park Avenue South Suite 1200, New York, NY 10010
BD
CRD#: 316308
New York, NY
Current

May 23, 2025 - Present

OPTIVER US LLC

Office #1: 360 Park Ave South Suite 1200, New York, NY 10010
BD
CRD#: 128030
New York, NY
Past

March 7, 2016 - June 15, 2023

CITADEL SECURITIES LLC

BD
CRD#: 116797
CHICAGO, IL
Past

March 7, 2016 - June 15, 2023

CITADEL SECURITIES INSTITUTIONAL LLC

BD
CRD#: 281102
Chicago, IL
Past

January 17, 2014 - February 15, 2016

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

March 13, 2013 - January 14, 2014

BNP PARIBAS SECURITIES CORP.

BD
CRD#: 15794
NEW YORK, NY
Past

August 16, 2010 - March 18, 2013

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
NEW YORK, NY
Past

May 29, 2009 - August 12, 2010

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

March 13, 2007 - May 11, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

June 29, 2005 - March 13, 2007

LAVA TRADING, INC.

BD
CRD#: 133804
NEW YORK, NY
Past

October 6, 2004 - July 20, 2005

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

April 4, 2000 - February 4, 2004

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

February 1, 1996 - May 5, 2000

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

August 8, 1994 - January 26, 1996

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI
Past

April 27, 1994 - July 19, 1994

INVESTORS ASSOCIATES, INC.

BD
CRD#: 958
HACKENSACK, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 4/21/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 11/10/1998
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 14A
Date: 4/21/2016
Compliance Official Specialist Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm


OU
OPTIVER US LLC
OPTIVER US LLC | OPTIVER US, LLC

CRD#: 128030 / SEC#: , 8-66083

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
130 E. Randolph Street Suite 800, Chicago, IL 60601
Mailing Address
130 E. Randolph Street Suite 800, Chicago, IL 60601
Phone number
(312) 821-9500
Established
Illinois since 08/05/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
OPTIVER PARTNERSHIP US LPPARENT COMPANY
BRINKHUIS, RUTGER HENDRIKCHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR - US6753961
COLEMAN, KEVIN PAULCHIEF COMPLIANCE OFFICER6254324
COONEY, PATRICK JAMESMANAGING DIRECTOR - EUROPE7001978
DEATON, MICHAEL WILLIAMCHIEF FINANCIAL OFFICER / FINOP / PRINCIPAL FINANCIAL OFFICER / PRINCIPAL OPERATIONS OFFICER2964800
ITKIN, ALEXANDER SAMUELCHIEF TECHNOLOGY OFFICER; MANAGER OF OPTIVER PARTNERSHIP US LP5967037

Disclosures


Regulatory Event10
Civil Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


OPTIVER US LLC

CRD#: 128030New York, NY 10010

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