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CRD#: 128030
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

OPTIVER US LLC is located at 130 E. Randolph Street Suite 800, Chicago, IL 60601 and was first established at Chicago, Illinois in 08/05/2003. After operating for 22 years, OPTIVER US LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of OPTIVER US LLC’s clients are individuals and 0% of their clients are high net worth individuals. OPTIVER US LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at OPTIVER US LLC are registered to handle securities or provide financial advice. The firm has 11 disclosures, 10 being regulatory events, 1 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access OPTIVER US LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at OPTIVER US LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

Crafted using large generative AI models

Where the Statistical Data for OPTIVER US LLC Comes From

Understanding the Statistics for OPTIVER US LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
10
Civil Event
1

FIRM INFORMATION

Main Address
130 E. Randolph Street Suite 800, Chicago, IL 60601
Mailing Address
130 E. Randolph Street Suite 800, Chicago, IL 60601
Firm Size
Medium
Phone Number
(312) 821-9500
Established
Illinois since 08/05/2003
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
OPTIVER PARTNERSHIP US LPPARENT COMPANY
BRINKHUIS, RUTGER HENDRIKCHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR - US6753961
COLEMAN, KEVIN PAULCHIEF COMPLIANCE OFFICER6254324
COONEY, PATRICK JAMESMANAGING DIRECTOR - EUROPE7001978
DEATON, MICHAEL WILLIAMCHIEF FINANCIAL OFFICER / FINOP / PRINCIPAL FINANCIAL OFFICER / PRINCIPAL OPERATIONS OFFICER2964800
ITKIN, ALEXANDER SAMUELCHIEF TECHNOLOGY OFFICER; MANAGER OF OPTIVER PARTNERSHIP US LP5967037

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Advisor's working at OPTIVER US LLC

TV

Tobias Antonius Veerkamp

RR
CRD#: 7760185
Location:
Chicago, IL 60601
Company:
OPTIVER US LLC
Disclosures:
Experience:
2 years
View Profile
CM

Cameron Laine Morrison

RR
CRD#: 4502189
Location:
Chicago, IL 60601
Company:
OPTIVER US LLC
Disclosures:
Experience:
23 years
View Profile
JX

Jingcheng Xu

RR
CRD#: 7995917
Location:
Chicago, IL 60601
Company:
OPTIVER US LLC
Disclosures:
Experience:
1 year
View Profile
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