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CRD#: 316308
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

OPTIVER EXECUTION SERVICES LLC is located at 130 E Randolph Street Suite 800, Chicago, IL 60601 and was first established at Chicago, Illinois in 07/29/2021. After operating for 4 years, OPTIVER EXECUTION SERVICES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of OPTIVER EXECUTION SERVICES LLC’s clients are individuals and 0% of their clients are high net worth individuals. OPTIVER EXECUTION SERVICES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at OPTIVER EXECUTION SERVICES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access OPTIVER EXECUTION SERVICES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at OPTIVER EXECUTION SERVICES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for OPTIVER EXECUTION SERVICES LLC Comes From

Understanding the Statistics for OPTIVER EXECUTION SERVICES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
130 E Randolph Street Suite 800, Chicago, IL 60601
Mailing Address
130 E Randolph Street Suite 800, Chicago, IL 60601
Firm Size
Small
Phone Number
(312) 821-9500
Established
Illinois since 07/29/2021
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
OPTIVER VENTURES PARTNERSHIP US LPPARENT COMPANY
COLEMAN, KEVIN PAULCHIEF COMPLIANCE OFFICER6254324
DEATON, MICHAEL WILLIAMCHIEF FINANCIAL OFFICER2964800
LEES, JUSTIN TERENCEHEAD OF SALES TRADING6077317
WADE, ASHLEY KFINOP6588506

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at OPTIVER EXECUTION SERVICES LLC

MC

Michael Joseph Crinieri

Mike Crinieri
RR
CRD#: 2075924
Location:
New York, NY 10010
Company:
OPTIVER EXECUTION SERVICES LLC
Disclosures:
Experience:
29 years
View Profile
AR

Andrew Scott Richardson

RR
CRD#: 5000224
Location:
Austin, TX 78758
Company:
OPTIVER US LLC
Disclosures:
Experience:
17 years
View Profile
CL

Cynthia Constance Lau

Cynthia Lau
RR
CRD#: 7491878
Location:
New York, NY 10010
Company:
OPTIVER EXECUTION SERVICES LLC
Disclosures:
Experience:
3 years
View Profile
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