Dale R. Rippo
Professional summary
Dale R Rippo, who also goes by Dale Robin Rippo, Dale Rippo, Dale Robin Siegel, is a registered financial professional currently at ARETE WEALTH MANAGEMENT, LLC located in Melville, New York.
Dale is registered as a RR (Registered Representative) and started their career in finance in 1998. Dale has worked at 8 firms and has passed the Series 63, Series 7TO, SIE, Series 11 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dale R Rippo's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2026 - Present
ARETE WEALTH MANAGEMENT, LLC
Office #1: 425 Broadhollow Rd. Suite 325, Melville, NY 11747September 24, 2018 - October 16, 2018
NATIONAL SECURITIES CORPORATION
December 7, 2010 - December 19, 2011
ROCKWELL GLOBAL CAPITAL LLC
July 8, 2010 - December 6, 2010
CHARLES VISTA LLC
June 22, 2010 - July 7, 2010
ROCKWELL GLOBAL CAPITAL LLC
January 26, 2009 - June 23, 2010
FIRST MIDWEST SECURITIES, INC.
April 18, 2007 - January 26, 2009
NEWBRIDGE SECURITIES CORPORATION
November 20, 2002 - April 23, 2007
LADENBURG THALMANN & CO. INC.
December 21, 1998 - November 20, 2002
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/17/2026
General Securities Representative ExaminationSeries 11
Date: 9/24/2018
Assistant Representative-Order Processing Qualification ExamFINRA
Current Firm
ARETE WEALTH MANAGEMENT, LLC
CRD#: 44856 / SEC#: , 8-50854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARETE WEALTH INC | DIRECT OWNER | |
| BULLA, CHRISTIAN ALEXANDER | MUNICIPAL SECURITIES PRINCIPAL | 7067640 |
| CUCHARALE, CATHERINE | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 3054881 |
| HOCK, DAVID CARL | CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL (FINOP) | 2246268 |
| LEVINE, DAVID CHARLES | CHIEF EXECUTIVE OFFICER | |
| RAYNER, MICAH HARDING | REGISTERED OPTIONS PRINCIPAL | 6252596 |
| TROUSDALE, LAUREN NICOLE | FINANCIAL OPERATIONS PRINCIPAL | 5622407 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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