Patricia M. Bratton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Maria Bratton, who also goes by Patricia Maria Lubs, Patricia Maria Robertson, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 2013. Patricia had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2016 - September 20, 2017
AURORA SECURITIES
February 9, 2016 - May 24, 2016
PARK AVENUE SECURITIES LLC
August 12, 2014 - September 11, 2015
MML INVESTORS SERVICES, LLC
February 26, 2014 - April 23, 2014
WELLS FARGO CLEARING SERVICES, LLC
March 22, 2013 - January 23, 2014
AURORA SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
AURORA SECURITIES
CRD#: 46147 / SEC#: , 8-51322
Contact information
FINRA licenses (47 States and Territories)
Red Flags
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