James Nassivera
Professional summary
James Nassivera, who also goes by James Mark Nassivera, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Fort Washington, Pennsylvania.
James is registered as a RR (Registered Representative) and started their career in finance in 1998. James has worked at 3 firms and has passed the SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Nassivera's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 24, 2006 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Office #1: 600 W Office Center Drive Suite 300, Fort Washington, PA 19034June 27, 2018 - November 29, 2019
PRUCO SECURITIES, LLC.
September 2, 1998 - May 2, 2006
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | CHIEF OPERATING OFFICER | 5841463 |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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