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Robert E. Taddeo

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CRD#: 2472327
RT

Professional summary

Robert Eugene Taddeo was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Robert Eugene Taddeo, who also goes by Robert E Taddeo, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1995. Robert had worked at 10 firms and has passed the Series 63, Series 55 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Robert E Taddeo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 5, 2012 - June 27, 2012

WTS PROPRIETARY TRADING GROUP LLC

BD
CRD#: 148117
NEW YORK, NY
Past

May 18, 2011 - August 24, 2011

T3 TRADING GROUP, LLC

BD
CRD#: 154431
NEW YORK, NY
Past

March 23, 2009 - March 25, 2010

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
WHITE PLAINS, NY
Past

October 4, 2007 - December 6, 2007

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
BOLINGBROOK, IL
Past

September 5, 2007 - September 24, 2007

ECHOTRADE LLC

BD
CRD#: 42239
PHOENIX, AZ
Past

July 12, 2007 - July 27, 2007

TAFFERER TRADING, LLC

BD
CRD#: 36816
NEW YORK, NY
Past

April 25, 2006 - July 19, 2007

ECHOTRADE LLC

BD
CRD#: 42239
PHOENIX, AZ
Past

October 4, 2005 - November 21, 2005

TAFFERER TRADING, LLC

BD
CRD#: 36816
ELMSFORD, NY
Past

November 24, 2003 - April 21, 2005

INTEGRITY TRADING, INC.

BD
CRD#: 104236
NEW YORK, NY
Past

December 21, 2001 - July 1, 2003

WORLDCO, L.L.C.

BD
CRD#: 24673
NEW YORK, NY
Past

September 6, 2000 - August 22, 2001

LIGHTSPEED PROFESSIONAL TRADING LLC

BD
CRD#: 39293
NEW YORK, NY
Past

May 21, 1996 - October 8, 1996

DOWLING & PARTNERS SECURITIES LLC

BD
CRD#: 24746
FARMINGTON, CT
Past

January 25, 1995 - March 3, 1995

ADVEST, INC.

BD
CRD#: 10
HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/12/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 10/26/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 9/5/2000
General Securities Representative Examination

Current Firm

WP
WTS PROPRIETARY TRADING GROUP LLC
WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117 / SEC#: , 8-67986

BD
Terminated by SEC on 03/06/2015
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 07/09/2008
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
WTS PTG HOLDINGS, LLCOWNER
CLARK, CHESTER EDMONDCEO2486219
DISCENZA, PETER VINCENT JRCHIEF COMPLIANCE OFFICER4386342
JONES, WILLIAM RUSSELLOPERATIONS MANAGER2948251
LI, XIAOYANFINOP4465893

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117

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