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WN

William W. Noel

TERRANOVA CAPITAL EQUITIES,
New York, NY 10170
Some features on this profile are disabled
CRD#: 2472028
WN

Professional summary

William Woods Noel III, who also goes by Bill Noel III, Bill Noel, Billy Noel III, William W. Noel Iii, is a registered financial professional currently at TERRANOVA CAPITAL EQUITIES, INC located in New York, New York.

William is registered as a RR (Registered Representative) and started their career in finance in 1994. William has worked at 11 firms and has passed the Series 63, Series 65, Series 82TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bill Noel Iii | Bill Noel | Billy Noel Iii | William W. Noel Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Woods Noel III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 27, 2024 - Present

TERRANOVA CAPITAL EQUITIES, INC

Office #1: 420 Lexington Avenue Suite 1402, New York, NY 10170
BD
CRD#: 45097
New York, NY
Past

January 19, 2023 - September 27, 2024

MENSURA SECURITIES, LLC

BD
CRD#: 150064
ATLANTA, GA
Past

February 3, 2022 - November 23, 2022

HEIGHT CAPITAL MARKETS

BD
CRD#: 150659
WASHINGTON, DC
Past

December 7, 2016 - March 8, 2022

LEAGUE CAPITAL MARKETS

BD
CRD#: 170803
NEW YORK, NY
Past

November 12, 2014 - October 31, 2016

LEAGUE CAPITAL MARKETS

BD
CRD#: 170803
NEW YORK, NY
Past

May 15, 2013 - May 30, 2014

MEDALIST SECURITIES INC.

BD
CRD#: 136356
RICHMOND, VA
Past

April 6, 2011 - August 29, 2011

COBURN & MEREDITH, INC.

BD
CRD#: 164
SIMSBURY, CT
Past

April 26, 2004 - April 18, 2005

LARA, SHULL & MAY, LTD

BD
CRD#: 10556
FALLS CHURCH, VA
Past

January 13, 2001 - April 17, 2002

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

September 1, 1997 - January 13, 2001

DB ALEX. BROWN LLC

BD
CRD#: 17790
BALTIMORE, MD
Past

May 3, 1996 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

BD
CRD#: 20
Past

May 6, 1994 - May 9, 1996

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Virginia
(9/27/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 6/1/2011
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 5/26/1994
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 9/27/2024
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/5/2011
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TC
TERRANOVA CAPITAL EQUITIES, INC
EUROPEAN AMERICAN EQUITIES, INC. | TN CAPITAL EQUITIES, LTD | TERRANOVA CAPITAL EQUITIES, INC. | TERRANOVA CAPITAL EQUITIES, INC | HORNBLOWER CAPITAL SECURITIES, INC. | GROWVEST CAPITAL SECURITIES, INC. | EUROPEAN AMERICAN EQUITIES, LTD.

CRD#: 45097 / SEC#: , 8-50973

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
420 Lexington Avenue Suite 1402, New York, NY 10170
Mailing Address
420 Lexington Avenue Suite 1402, New York, NY 10170
Phone number
(212) 381-7391
Established
Delaware since 03/18/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (39 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TERRANOVA CAPITAL PARTNERS, INC.SHAREHOLDER
CERNY, CRAIG JONATHANCHIEF EXECUTIVE OFFICER1538404
GELB, PETER RICHARDCOO/CFO2542816
GOODE, JACQUELINE MARIECCO1292607
MATTERA, RICHARD JOSEPHFINANCIAL OPERATIONS OFFICER2246513
STEINMETZ, JOHN FRANCISCHAIRMAN & PRESIDENT1132822

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TERRANOVA CAPITAL EQUITIES, INC

CRD#: 45097New York, NY 10170

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