Andreane B. Frazier

PARK AVENUE SECURITIES LLC

ROME, GA 30161

Some features on this profile are disabled

CRD#: 2467102

Professional summary

Andreane Barden Frazier, CFP®, ChFC®, CLU®, who also goes by Andreane Barden Daddona, Ande Hillegas, Andreane Barden Hillegas, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Rome, Georgia.

Andreane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Andreane has worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andreane Barden Daddona | Ande Hillegas | Andreane Barden Hillegas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Ande Frazier Consulting-Professional speaker, author, Start date: 01/01/2008, Address: 983 Marcel Rd., Baldwin, NY 11510, 10-25 total hours per month, 10-25 during securities trading hours, Not investment related, Less than 10% annual compensation, 2) Peachtree Tax Advisors-Tax prep, Start date: 07/09/2020, Address: 500 East 2nd Street, Rome, GA 30161, 10 total hours per month, 3 during securities trading hours, Not investment related, Less than 10% annual compensation, 3) Successor Power of Attorney for Mother, Start date: 12/01/2020, Address: 304 Rustic Ridge Road, Rome, GA 30161, 0 total hours per month, Not investment related, No annual compensation, 4) Peachtree Planning of North Georgia, Start date: 10/01/2022, Address: 500 E. 2nd St. Rome, GA 30161, 1 total hours per month, 1 during securities trading hours, Not investment related, No annual compensation, 5) Exchange Club Family Resource Center - Board Member, Start Date: 1/1/2024, Address: 202 East Third Avenue, 3rd Floor, PO Box 163, Rome GA 30162-0168, 2 total hours per month; 1 during securities trading hours, Not investment related, No annual compensation, 6) Author, Start Date: 1/1/2020, Address: 8 Everwood Ct., SE, Rome, GA 30161 2 total hours per month; 1 during securities trading hours, Not investment related, Less than 10% annual compensation, 7) Professional Speaking, Start Date: 1/1/2020, Address: 8 Everwood Ct. SE, Rome, GA 30161, 3 total hours per month; 3 during securities trading hours, Not investment related, Greater than 10% annual compensation,

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andreane Barden Frazier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Andreane Barden Frazier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

January 28, 2021 - Present

PARK AVENUE SECURITIES LLC

Office #1: 500 E 2nd Street, Rome, GA 30161Office #2: 5040 Roswell Road, Atlanta, GA 30342

RIA

CRD#: 46173

ROME, GA

Current

January 28, 2021 - Present

PARK AVENUE SECURITIES LLC

Office #1: 500 E 2nd Street, Rome, GA 30161Office #2: 5040 Roswell Road, Atlanta, GA 30342

RIA

CRD#: 46173

ROME, GA

Past

August 20, 2020 - January 29, 2021

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

ROME, GA

Past

July 13, 2020 - January 29, 2021

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

ROME, GA

Past

April 10, 2012 - February 11, 2019

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

HORSHAM, PA

Past

October 12, 2011 - February 11, 2019

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

HORSHAM, PA

Past

March 14, 1994 - July 25, 1996

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARK AVENUE SECURITIES LLC

CRD#: 46173 / SEC#: 801-58108, 8-51324

RIA

Registered Investment Advisory firm - SEC (11/13/2000 Approved)

District of Columbia

Registered Investment Advisory firm - SEC (1/2/2002 Terminated)

Broker-Dealer Firm Regulated by FINRA (New York district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/28/2021)

IAR

Alabama
(1/28/2021)

Arizona
(6/22/2021)

IAR

Arizona
(7/12/2021)

California
(6/17/2021)

IAR

California
(6/17/2021)

Delaware
(3/15/2023)

IAR

Delaware
(3/15/2023)

Florida
(1/28/2021)

IAR

Florida
(1/29/2021)

Georgia
(1/28/2021)

IAR

Georgia
(1/29/2021)

Illinois
(1/28/2021)

IAR

Illinois
(1/28/2021)

Kansas
(6/13/2022)

Kentucky
(1/28/2021)

IAR

Kentucky
(1/28/2021)

Louisiana
(1/28/2021)

IAR

Louisiana
(1/28/2021)

Minnesota
(3/11/2025)

IAR

Minnesota
(3/11/2025)

Mississippi
(1/28/2021)

IAR

Mississippi
(1/28/2021)

Missouri
(1/28/2021)

IAR

Missouri
(1/28/2021)

Nebraska
(7/28/2023)

IAR

Nebraska
(7/28/2023)

Nevada
(1/28/2021)

IAR

Nevada
(2/11/2021)

New Jersey
(1/28/2021)

IAR

New Jersey
(1/28/2021)

New York
(1/28/2021)

IAR

New York
(2/23/2021)

North Carolina
(1/28/2021)

IAR

North Carolina
(1/28/2021)

Ohio
(1/28/2021)

IAR

Ohio
(1/29/2021)

Oklahoma
(1/28/2021)

IAR

Oklahoma
(1/28/2021)

Pennsylvania
(1/28/2021)

IAR

Pennsylvania
(1/28/2021)

Rhode Island
(7/12/2023)

IAR

Rhode Island
(7/12/2023)

South Carolina
(1/28/2021)

IAR

South Carolina
(1/28/2021)

Tennessee
(1/28/2021)

Texas
(1/28/2021)

IAR

Texas
(1/28/2021)

Virginia
(1/28/2021)

IAR

Virginia
(1/28/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 11/9/2011

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/5/2010

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/11/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/11/1994

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

PARK AVENUE SECURITIES LLC

CRD#: 46173 / SEC#: 801-58108, 8-51324

RIA

Registered Investment Advisory firm - SEC (11/13/2000 Approved)

District of Columbia

Registered Investment Advisory firm - SEC (1/2/2002 Terminated)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

10 Hudson Yards, New York, NY 10001

Mailing Address

10 Hudson Yards, New York, NY 10001

Phone number

+1 (888) 600-4667

Established

Delaware since 08/20/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

1,984

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PAS FORM ADV REVISED FIRM BROCHURE (3/19/2025)

VESTWISE (3/19/2025)

PARK AVENUE UMA/SMA SELECT AND STRATEGIST SELECT/STRATEGIST SELECT PLUS (3/19/2025)

PARK AVENUE SIGNATURE PORTFOLIO (3/19/2025)

Direct owners and executive officers

Name	Position	CRD#
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	OWNER
BOGGS, ALLEN WARREN	HEAD OF PRODUCT & SUPERVISION	4751363
CASWELL, MARIANNE GRACE	PRESIDENT AND ELECTED MEMBER	6424651
DAVARASHVILI, KATE	FINOP/PRINCIPAL FINANCIAL OFFICER.	5642325
DESROCHERS, CARL	ELECTED MEMBER	7807194
GALLO, JOSEPH MICHAEL	CHIEF COMPLIANCE OFFICER	3108044
HERGAN, JOSHUA NEIL	GENERAL COUNSEL	4572643
LESINA, LEYLA ADA	ELECTED MEMBER	3004323
MAHER, CARLY PRITCHARD	HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS	4003223
PERRY, MICHAEL ANDREW	ELECTED MEMBER	2688179
RYNIKER, MICHAEL JOHN	PRINCIPAL OPERATIONS OFFICER	2474604

Regulatory assets under management

Total Number of Accounts	71,074
AUM (Assets Under Management)	$ 14,998,852,974

Disclosures

Regulatory Event	20
Arbitration	3

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/25/2025	Cover Page	Report
01/22/2025	Cover Page	Report
11/15/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andreane B. Frazier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andreane Barden Frazier's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Andreane Barden Frazier's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARK AVENUE SECURITIES LLC

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

GUARDIAN INVESTOR SERVICES LLC

Primary Firm SEC Registration

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/9/2011

Series 65

Date: 11/5/2010

SIE

Date: 10/1/2018

Series 7

Date: 10/11/2011

Series 6

Date: 3/11/1994

FINRA

Current Firm

PARK AVENUE SECURITIES LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

PARK AVENUE SECURITIES LLC

TRUST BUT VERIFY

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