GC
George E. Cromer
KESTRA ADVISORY SERVICES
North Richland Hills, TX 76182
Some features on this profile are disabled
CRD#: 2462662
GC
Professional summary
George Edwin Cromer IV, who also goes by Tad Edwin Cromer, George Edwin IV, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in North Richland Hills, Texas and KESTRA INVESTMENT SERVICES, LLC located in North Richland Hills, Texas.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. George has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tad Edwin Cromer | George Edwin Iv
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: CROMER FAMILY FINANCIAL POSITION: Principal NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/02/2018 ADDRESS: 8613 Mid Cities Blvd, Suite 100, North Richland Hills TX 76182 DESCRIPTION: Sale of non-variable life insurance and LTC; Business Name: CROMER FAMILY FINANCIAL POSITION: Investment Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 45 START DATE: 08/01/2023 ADDRESS: 8616 Mid Cities Blvd., Suite 100, North Richland Hills TX 76182 DESCRIPTION: Financial planning, investing client's accounts in stocks, bonds, mutual funds, etc. Implementing client accounts in appropriate asset allocation models. Business Name: KESTRA ADVISORY SERVICES POSITION: Investment Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 75 START DATE: 08/01/2023 ADDRESS: 5707 Southwest Parkway, Buiding 2, Suite 400, Austin TX 78735 DESCRIPTION: Creating financial plans, implementing asset allocation models according to client risk tolerance, developing retirement plans as appropriate.
CRS (Client Relationship Summary) - RIA
Click below to view George Edwin Cromer IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 2, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 8613 Mid Cities Blvd. Suite 100, North Richland Hills, TX 76182RIA
CRD#: 283330
North Richland Hills, TX
Current
August 1, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 8613 Mid Cities Blvd #100, North Richland Hills, TX 76182BD
CRD#: 42046
North Richland Hills, TX
Past
March 22, 2007 - August 3, 2023
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
NORTH RICHLAND HILLS, TX
Past
January 17, 2007 - August 3, 2023
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
NORTH RICHLAND HILLS, TX
Past
October 31, 2005 - January 19, 2007
OSAIC SERVICES, INC.
BD
CRD#: 133763
BEDFORD, TX
Past
November 28, 2000 - October 31, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
June 5, 1995 - November 30, 2000
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
BOCA RATON, FL
Past
March 23, 1994 - June 5, 1995
G.R. STUART & COMPANY, INC.
BD
CRD#: 29101
MAYNARD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/14/2025)
RR
Florida(9/3/2025)
RR
Kansas(4/23/2024)
RR
Kentucky(8/1/2023)
RR
Louisiana(8/1/2024)
RR
Montana(4/30/2024)
RR
New Jersey(8/1/2023)
RR
Ohio(8/1/2023)
RR
Oklahoma(8/3/2023)
RR
Tennessee(8/1/2023)
RR
Texas(8/2/2023)
IAR
Texas(8/2/2023)
RR
Utah(8/1/2023)
RR
Washington(8/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 8/1/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
