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KR

Kevin Rynn

GT SECURITIES
LOS ANGELES, CA 90094
Some features on this profile are disabled
CRD#: 2460331
KR
Kevin RynnGT SECURITIES

Professional summary

Kevin Rynn, who also goes by Kevin Kenneth Rynn, is a registered financial professional currently at GT SECURITIES, INC. located in Los Angeles, California and NASSAU STREET SECURITIES, LLC located in New York, New York.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1994. Kevin has worked at 15 firms and has passed the Series 66, Series 63, Series 3, Series 52TO, Series 6TO, Series 22TO, Series 82TO, Series 99TO, Series 57TO, Series 7TO, SIE, Series 7, Series 53, Series 4, Series 14, Series 39, Series 28, Series 26, Series 24, Series 27 and Series 8 exams.

Aliases

Kevin Kenneth Rynn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Rynn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 13, 2026 - Present

GT SECURITIES, INC.

Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094
BD
CRD#: 116012
LOS ANGELES, CA
Current

June 23, 2026 - Present

NASSAU STREET SECURITIES, LLC

Office #1: 40 Wall Street Suite 2910, New York, NY 10005
BD
CRD#: 339050
NEW YORK, NY
Past

October 11, 2024 - July 15, 2025

AQUAS FINANCIAL, LLC

BD
CRD#: 311274
Plano, TX
Past

November 4, 2009 - May 15, 2012

MOMENTUM INDEPENDENT NETWORK INC.

RIA
CRD#: 17587
DALLAS, TX
Past

November 4, 2009 - May 15, 2012

MOMENTUM INDEPENDENT NETWORK INC.

BD
CRD#: 17587
DALLAS, TX
Past

November 15, 2007 - May 4, 2009

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
IRVING, TX
Past

October 6, 2005 - October 1, 2007

CITY NATIONAL SECURITIES, INC.

BD
CRD#: 103705
BEVERLY HILLS, CA
Past

December 8, 2004 - August 23, 2005

E*TRADE SECURITIES LLC

BD
CRD#: 29106
JERSEY CITY, NJ
Past

October 18, 2004 - November 17, 2004

INTERACTIVE BROKERS CORP.

BD
CRD#: 117942
GREENWICH, CT
Past

October 28, 2003 - October 25, 2004

STOCKS 4 LESS, INC.

BD
CRD#: 42666
SHERMAN OAKS, CA
Past

July 30, 2003 - October 28, 2003

NATIONAL CLEARING CORP.

BD
CRD#: 14343
SHERMAN OAKS, CA
Past

January 31, 2002 - July 18, 2003

BROWNCO, LLC

BD
CRD#: 1326
BOSTON, MA
Past

August 23, 1995 - May 16, 2001

BROWNCO, LLC

BD
CRD#: 1326
BOSTON, MA
Past

May 30, 1995 - August 8, 1995

REEF SECURITIES, INC.

BD
CRD#: 31951
RICHARDSON, TX
Past

August 1, 1994 - December 20, 1994

JOSEPHTHAL & CO., INC.

BD
CRD#: 3227
NEW YORK, NY
Past

May 16, 1994 - July 14, 1994

GAINEY FINANCIAL SERVICES, INC.

BD
CRD#: 27968
SCOTTSDALE, AZ
Past

April 12, 1994 - April 28, 1994

DICKINSON & CO.

BD
CRD#: 689
DES MOINES, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/24/2026)
RR
Alaska
(6/29/2026)
RR
Arizona
(7/10/2026)
RR
California
(3/13/2026)
RR
Colorado
(6/25/2026)
RR
Delaware
(6/23/2026)
RR
Georgia
(6/23/2026)
RR
Hawaii
(7/7/2026)
RR
Idaho
(6/23/2026)
RR
Indiana
(6/23/2026)
RR
Iowa
(6/23/2026)
RR
Kansas
(6/30/2026)
RR
Kentucky
(7/6/2026)
RR
Maine
(6/30/2026)
RR
Michigan
(6/25/2026)
RR
Minnesota
(7/9/2026)
RR
Mississippi
(6/23/2026)
RR
Montana
(6/25/2026)
RR
Nebraska
(6/29/2026)
RR
New Jersey
(6/23/2026)
RR
New York
(6/23/2026)
RR
North Carolina
(6/23/2026)
RR
North Dakota
(6/30/2026)
RR
Ohio
(6/24/2026)
RR
Oklahoma
(6/23/2026)
RR
Oregon
(6/25/2026)
RR
Pennsylvania
(7/10/2026)
RR
Rhode Island
(6/23/2026)
RR
South Carolina
(6/23/2026)
RR
South Dakota
(6/26/2026)
RR
Tennessee
(7/2/2026)
RR
Texas
(3/13/2026)
RR
Utah
(6/23/2026)
RR
Washington
(7/8/2026)
RR
West Virginia
(7/8/2026)
RR
Wyoming
(6/30/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/6/2025
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/17/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 7/21/2025
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 52TO
Date: 6/10/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 11/19/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 22TO
Date: 11/19/2024
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 11/19/2024
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 99TO
Date: 11/19/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 10/31/2024
Securities Trader Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/11/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/29/2022
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/11/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 6/30/2025
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 4/17/2025
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 14
Date: 4/1/2025
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 39
Date: 4/1/2025
Direct Participation Programs Principal Examination
Principal/Supervisory Exam
RR
Series 28
Date: 4/1/2025
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 4/1/2025
Investment Company Products/Variable Contracts Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/31/2025
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 11/25/2024
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 4/28/1998
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm

NS
NASSAU STREET SECURITIES, LLC
NASSAU STREET SECURITIES LLC | NASSAU STREET SECURITIES, LLC

CRD#: 339050 / SEC#: , 8-71448

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
40 Wall Street, Suite 2839, New York, NY 10005
Mailing Address
40 Wall Street, Suite 2839, New York, NY 10005
Phone number
(239) 235-1960
Established
Delaware since 04/21/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
NASSAU STREET USA HOLDINGS LLCSOLE MEMBER
KLEINER, JOELFINANCIAL OPERATIONS PRINCIPAL7450898
MANNING, STEVEN ALLENDEPUTY CCO4470995
MORENO ROVIRA, JUANPRESIDENT AND ULTIMATE BENEFICIAL OWNER7574111
PROFFITT, JAY TILDENCEO AND CCO3176046

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NASSAU STREET SECURITIES, LLC

CRD#: 339050Los Angeles, CA 90094

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