CH
Cynthia L. Harvard
TRUIST ADVISORY SERVICES
RALEIGH, NC 27612
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CRD#: 2459582
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Professional summary
Cynthia Lou Harvard, who also goes by Cindy Harvard, Cyndi Harvard, Cynthia Harvard, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Raleigh, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Cary, North Carolina.
Cynthia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Cynthia has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cindy Harvard | Cyndi Harvard | Cynthia Harvard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ONLINE PERSONAL PROPERTY SALES POSITION: SOLE PROPRIETOR NATURE: I INTEND TO SELL CLOTHING, SHOES AND ACCESSORIES THAT I OWN BUT DO NOT USE. I INTEND TO USE THE RESALE SITE MERCARI. I WILL NOT MAKE A PROFIT AS I ALREADY PAID FOR THESE ITEMS AND DO NOT INTEND TO RECIEVE MORE THAN WHAT I PAID. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2020 ADDRESS: , RALEIGH NC , United States DESCRIPTION: I WILL LIST ITEMS FOR SALE ON THE WEBSITE AND DELIVER ITEMS ONCE SOMEONE BUYS THEM. PAYMENT PROCESSING IS PAYPAL AND THE PROCEEDS WILL GO INTO PAYPAL ACCOUNT FOR DISTRIBUTION TO MY PERSONAL CHECKING ACCOUNT THAT IS ON FILE. AMERICAN RED CROSS CENTRAL NC CHAPTER POSITION: Chapter Board Member NATURE: American Red Cross is a non-profit humanitarian organization that provides emergency assistance, disaster relief, and disaster preparedness education in the United States. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 2 START DATE: 01/16/2023 ADDRESS: Durham NC, United States DESCRIPTION: Further chapter goals in the area of blood drive campaigns, disaster preparedness and assistance and community outreach.
CRS (Client Relationship Summary) - RIA
Click below to view Cynthia Lou Harvard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 9, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 3605 Glenwood Ave, Raleigh, NC 27612RIA
CRD#: 283390
RALEIGH, NC
Current
February 1, 2016 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 7317 Tryon Rd, Cary, NC 27518Office #2: 9111 Litchford Rd, Raleigh, NC 27615Office #3: 3605 Glenwood Ave Ste 400, Raleigh, NC 27612BD
CRD#: 17499
Cary, NC
Past
March 25, 2016 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
BUTNER, NC
Past
April 10, 2014 - January 21, 2016
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
BD
CRD#: 21570
SHELTON, CT
Past
July 28, 2011 - April 9, 2014
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
GLEN ALLEN, VA
Past
November 23, 2009 - January 20, 2011
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
GLEN ALLEN, VA
Past
January 7, 2008 - November 3, 2009
EQUITABLE DISTRIBUTORS, LLC
BD
CRD#: 25900
CHARLOTTE, NC
Past
April 12, 2004 - January 7, 2008
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
GLEN ALLEN, VA
Past
September 12, 2000 - October 14, 2003
VP DISTRIBUTORS LLC
BD
CRD#: 3036
HARTFORD, CT
Past
July 23, 1999 - August 1, 2000
GLOBAL ATLANTIC DISTRIBUTORS, LLC
BD
CRD#: 8326
HARTFORD, CT
Past
March 9, 1998 - May 12, 1999
HIMCO DISTRIBUTION SERVICES COMPANY
BD
CRD#: 6604
HARTFORD, CT
Past
October 19, 1995 - December 13, 1997
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
OMAHA, NE
Past
April 12, 1994 - August 2, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(7/22/2019)
RR
Florida(4/12/2023)
RR
Georgia(9/11/2019)
RR
Indiana(3/15/2024)
RR
Massachusetts(2/20/2019)
RR
Mississippi(2/1/2016)
RR
New Mexico(9/22/2022)
RR
New York(2/1/2016)
RR
North Carolina(2/2/2016)
IAR
North Carolina(9/9/2016)
RR
Pennsylvania(12/9/2019)
RR
South Carolina(2/1/2016)
RR
Tennessee(8/2/2019)
RR
Virginia(2/1/2016)
RR
Wisconsin(5/19/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Raleigh, NC 27612TRUST BUT VERIFY
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Contact information
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