John E. Shetterly

O'SHAUGHNESSY ASSET MANAGEMENT

STAMFORD, CT 06902

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CRD#: 2458807

Professional summary

John Edward Shetterly, CIMA® is a registered financial advisor currently at O'SHAUGHNESSY ASSET MANAGEMENT, LLC located in Stamford, Connecticut.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. John has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Edward Shetterly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

March 31, 2025 - Present

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

Office #1: 100 First Stamford Place, Stamford, CT 06902

RIA

CRD#: 144594

STAMFORD, CT

Past

January 24, 2025 - March 24, 2025

OSAIC WEALTH, INC.

RIA

CRD#: 23131

SCOTTSDALE, AZ

Past

January 24, 2025 - March 24, 2025

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

May 20, 2022 - January 24, 2025

OSAIC FA, INC.

RIA

CRD#: 3978

RADNOR, PA

Past

May 20, 2022 - January 24, 2025

OSAIC FS, INC.

CRD#: 3870

RADNOR, PA

Past

May 20, 2022 - January 24, 2025

OSAIC FA, INC.

CRD#: 3978

RADNOR, PA

Past

September 16, 2015 - June 7, 2022

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA

CRD#: 108958

OWINGS MILLS, MD

Past

September 14, 2015 - June 7, 2022

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

BALTIMORE, MD

Past

January 5, 2011 - August 25, 2015

EDWARD JONES

RIA

CRD#: 250

ST. LOUIS, MO

Past

January 5, 2011 - August 25, 2015

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

October 6, 2005 - January 3, 2011

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA

CRD#: 453

LOUISVILLE, KY

Past

October 5, 2005 - January 3, 2011

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Past

January 1, 1998 - September 23, 2005

LEGG MASON WOOD WALKER, INCORPORATED

RIA

CRD#: 6555

BALTIMORE, MD

Past

December 5, 1996 - September 23, 2005

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

May 15, 1995 - November 26, 1996

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

CRD#: 144594 / SEC#: 801-68177

RIA

Registered Investment Advisory firm - (7/25/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(3/31/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/8/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/31/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 9/15/2008

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 2/24/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/12/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 2/25/2000

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 3/24/1999

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

CRD#: 144594 / SEC#: 801-68177

RIA

Registered Investment Advisory firm - (7/25/2007 Approved)

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Contact information

Main Address

100 First Stamford Place, Stamford, CT 06902

Mailing Address

Phone number

(203) 975-3333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OSAM FORM ADV PART 2 (12-2024) FINAL (12/17/2024)

Regulatory assets under management

Total Number of Accounts	6,791
AUM (Assets Under Management)	$ 12,599,503,777

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John E. Shetterly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Edward Shetterly's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

OSAIC FA, INC.

OSAIC FS, INC.

OSAIC FA, INC.

T. ROWE PRICE ADVISORY SERVICES, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

EDWARD JONES

EDWARD JONES

J.J.B. HILLIARD, W.L. LYONS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

ALEX. BROWN & SONS INCORPORATED

Primary Firm SEC Registration

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/8/1997

Series 63

Date: 12/31/1996

SIE

Date: 10/1/2018

Series 3

Date: 9/15/2008

Series 31

Date: 2/24/2004

Series 7

Date: 5/12/1995

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 24

Date: 2/25/2000

Series 8

Date: 3/24/1999

Current Firm

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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