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PD

Patrick Defeciani

TD PRIVATE CLIENT WEALTH
NEW YORK, NY 10017
Some features on this profile are disabled
CRD#: 2457192
PD
Patrick DefecianiTD PRIVATE CLIENT WEALTH

Professional summary

Patrick Defeciani, who also goes by Patrick Joseph Defeciani, Patrick J Defeciani, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in New York, New York.

Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Patrick has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10, Series 9, Series 24, Series 4 and Series 8 exams.

Aliases

Patrick Joseph Defeciani | Patrick J Defeciani

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CLARKSTOWN BASEBALL ASSOCIATION NEW CITY, NY NOT INVESTMENT BUSINESS RELATED; AFFILIATION BEGAN 2012 TITLE: INSURANCE COORDINATOR; DUTIES: ENSURE ASSOCIATION HAS LIABILITY INSURANCE, RENEW POLICIES, CREAME GAME AND PRACTICE SCHEDULES, COORDIANTE FIELD AVAILABILITY, ETC. NO TIME DEVOTED TO THE BUSINESS DURING SECURITIES TRADING HOURS AND 20 HOURS PER MONTH OUTSIDE OF SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Defeciani's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Patrick Defeciani's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 19, 2026 - Present

TD PRIVATE CLIENT WEALTH LLC

Office #1: 1 Vanderbilt Avenue 23rd Floor, New York, NY 10017
RIA
BD
CRD#: 164484
NEW YORK, NY
Current

August 19, 2026 - Present

TD PRIVATE CLIENT WEALTH LLC

Office #1: 1 Vanderbilt Avenue 23rd Floor, New York, NY 10017
RIA
BD
CRD#: 164484
NEW YORK, NY
Past

February 10, 2025 - August 18, 2026

MORGAN STANLEY

RIA
CRD#: 149777
PURCHASE, NY
Past

February 10, 2025 - August 18, 2026

MORGAN STANLEY

BD
CRD#: 149777
PURCHASE, NY
Past

August 17, 2021 - May 13, 2024

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
New York, NY
Past

March 20, 2008 - May 13, 2024

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
New York, NY
Past

April 14, 1994 - March 29, 2006

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TD PRIVATE CLIENT WEALTH LLC
TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484 / SEC#: 801-77771, 8-69105

RIA
Registered Investment Advisory firm - SEC (4/11/2013 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/19/2026)
IAR
New York
(8/19/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/30/2024
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/29/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/13/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/14/1998
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 7/24/1997
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 12/23/1996
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm

TP
TD PRIVATE CLIENT WEALTH LLC
TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484 / SEC#: 801-77771, 8-69105

RIA
Registered Investment Advisory firm - SEC (4/11/2013 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1 Vanderbilt Avenue 23rd Floor 23rd Floor, New York, NY, 10017
Mailing Address
1 Vanderbilt Avenue 23rd Floor, New York, NY, 10017
Phone number
(877) 703-9896
Established
Delaware since 07/13/2012
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Large
# of Employees
671

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

TD PRIVATE CLIENT WEALTH LLC MANAGED ACCOUNT PROGRAM BROCHURE JANUARY 31 2026 (1/29/2026)
TDPCW AUTOMATED INVESTING AND AUTOMATED INVESTING PLUS PROGRAM BROCHURE JANUARY 31 2026 (1/29/2026)

Direct owners and executive officers

NamePositionCRD#
TD BANK, NATIONAL ASSOCIATIONOWNER
BEGUN, ROBERTPRESIDENT4436053
CALDERON NAJERA, NAYRACCO5040972
CARROLL, ANNACOO4487506
CHABOT, ALAN JCEO2617874
ORTIZ, JORGE LUISCFO & FINOP2725922
WILSON, KEVIN KEITHFINOP5437711

Regulatory assets under management

Total Number of Accounts25,697
AUM (Assets Under Management)$ 8,255,945,350

Disclosures

Regulatory Event3

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
05/30/2025
Cover Page
Report
09/27/2024
Cover Page
Report
06/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484New York, NY 10017

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