Scott D. Rogers
Professional summary
Scott Douglas Rogers is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Perrysburg, Ohio and AMERITAS INVESTMENT COMPANY, LLC located in Perrysburg, Ohio.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Scott has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott Douglas Rogers's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 1070 Commerce Dr Bldg 3, Perrysburg, OH 43551-5259December 7, 2005 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 1070 Commerce Dr Bldg 3, Perrysburg, OH 43551-5259June 25, 2009 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
October 4, 2004 - November 28, 2005
THE HUNTINGTON INVESTMENT COMPANY
September 29, 2004 - November 28, 2005
THE HUNTINGTON INVESTMENT COMPANY
January 1, 2000 - September 14, 2004
NATCITY INVESTMENTS, INC.
August 30, 1999 - December 31, 2001
NATCITY INSURANCE SERVICES, INC.
August 3, 1998 - September 1, 1999
IFMG SECURITIES, INC.
November 24, 1997 - August 3, 1998
INDEPENDENT FINANCIAL SECURITIES, INC.
October 28, 1997 - September 14, 2004
NATCITY INVESTMENTS, INC.
May 20, 1997 - October 23, 1997
KEY INVESTMENTS INC.
March 4, 1994 - May 29, 1997
OSAIC WEALTH, INC.
Primary Firm SEC Registration
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/24/2023)
(9/20/2006)
(1/4/2022)
(9/13/2011)
(5/8/2019)
(12/7/2005)
(4/14/2022)
(12/7/2005)
(11/1/2021)
(5/16/2025)
Exams
FINRA
Current Firm
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
