Jeffrey A. Whyte

CETERA INVESTMENT ADVISERS LLC

WILBRAHAM, MA 01095

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CRD#: 2453715

Professional summary

Jeffrey Andrews Whyte is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Wilbraham, Massachusetts and CETERA ADVISORS LLC located in Wilbraham, Massachusetts.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Jeffrey has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 9/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE, DISABILITY, ANNUITIES, & LONG TERM CARE; 2. NAME OF OTHER BUSINESS: S. WILLIAM WHYTE TRUST; INVESTMENT RELATED: NO; ADDRESS: 1-3 CRANE PARK DR, WILBRAHAM, MA 01095; NATURE OF BUSINESS: COMMERCIAL REAL ESTATE PROPERTIES; START DATE: 4/2023; POSITION/TITLE/RELATIONSHIP: PROPERTY MANAGER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: HANDLES ALL RENTS PLUS EXPENSES, NEGOTIATE LEASES WITH TENANTS, ON CALL FOR ANY PROBLEMS OR QUESTIONS, WORK WITH CONTRACTORS FOR MAINTENANCE, & KEEP ACCOUNTING OF ALL RENTS & EXPENSES;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Andrews Whyte's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 3 Crane Park Drive, Wilbraham, MA 01095

RIA

CRD#: 105644

WILBRAHAM, MA

Current

October 3, 2016 - Present

CETERA ADVISORS LLC

Office #1: 3 Crane Park Drive, Wilbraham, MA 01095

CRD#: 10299

Wilbraham, MA

Past

October 3, 2016 - March 21, 2024

CETERA ADVISORS LLC

RIA

CRD#: 10299

GREENWOOD VILLAGE, IL

Past

May 18, 2009 - October 3, 2016

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

WILBRAHAM, MA

Past

May 18, 2009 - October 3, 2016

INVESTORS CAPITAL CORP.

CRD#: 30613

WILBRAHAM, MA

Past

October 20, 2004 - May 20, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

PALMER, MA

Past

October 20, 2004 - May 20, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

PALMER, MA

Past

July 29, 2003 - October 20, 2004

QUICK & REILLY, INC.

RIA

CRD#: 11217

PALMER, MA

Past

December 20, 2001 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

November 12, 1999 - November 26, 2001

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

December 19, 1997 - November 18, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

June 7, 1995 - November 21, 1997

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

March 3, 1994 - May 5, 1995

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

March 3, 1994 - May 5, 1995

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(10/3/2016)

Florida
(10/3/2016)

Georgia
(10/27/2025)

Maryland
(10/3/2016)

Massachusetts
(10/3/2016)

IAR

Massachusetts
(3/21/2024)

Nevada
(4/10/2017)

New Jersey
(10/3/2016)

New York
(10/3/2016)

Virginia
(10/3/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/4/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/11/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/23/1994

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey A. Whyte

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Andrews Whyte's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

INVESTORS CAPITAL CORP.

INVESTORS CAPITAL CORP.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

QUICK & REILLY, INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW ENGLAND SECURITIES

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/4/1998

Series 63

Date: 3/11/1994

SIE

Date: 10/1/2018

Series 7

Date: 12/17/1997

Series 6

Date: 2/23/1994

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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