JG
Judson H. Gee
KINGSWOOD WEALTH ADVISORS
Charlotte, NC 28205
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CRD#: 2453009
JG
Professional summary
Judson Harris Gee, who also goes by Jud Gee, Judson H Gee, is a registered financial advisor currently at KINGSWOOD WEALTH ADVISORS, LLC located in Charlotte, North Carolina and KINGSWOOD CAPITAL PARTNERS, LLC located in Charlotte, North Carolina.
Judson is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Judson has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jud Gee | Judson H Gee
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) JHG FINANCIAL ADVISORS LLC; CHARLOTTE, NC; INVESTMENT RELATED; START 9/2009; DBA FOR FINANCIAL ADVISORY AND SECURITIES BUSINESS; 200 HRS/MONTH; 140/HRS/MONTH DURING TRADING (2) SELF; CHARLOTTE, NC; NON-INVESTMENT RELATED; START 1/2003; NC NOTARY PUBLIC; ACT AS NOTARY PUBLIC WHEN REQUESTED; 1 HR/MONTH; 1 HR/MONTH DURING TRADING (3) SELF; CHARLOTTE, NC; NON-INVESTMENT RELATED; START 4/2008; LANDLORD/PROPERTY MANAGEMENT; ACT AS PROPERTY MANAGEMENT FOR SECOND HOME THAT I RENT WHEN NOT OCCUPYING IT (4) JHG FINANCIAL ADVISORS LLC; CHARLOTTE, NC; NON-INVESTMENT RELATED; BUILDING OWNER/LANDLORD; ACT AS LANDLORD FOR MY BUILDING IN WHICH I RESIDE AND RENT OFFICES; 1 HR/MONTH; 1 HR/MONTH DURING TRADING (5) SELF; CHARLOTTE, NC; NON-INVESTMENT RELATED; STARTED 3/1997; INDEPENDENT AGENT FOR NON-VARIABLE INSURANCE; 5 HRS/MONTH; 5 HRS/MONTH DURING TRADING (6) Camp Stonefly LLC,Is Not Investment Related,,Rental Income from Camp site rentals,Owner,2016-07-01,4 hours per month,0 hours per month during trading hours,No Compensation Compensation,"Overseeing campground to include hiring Camp Host/Property Mgrs., fielding calls for potential campers, occasional physical labor in upkeep. All financial decisions, rules making, other ancillary duties, as majority 75% Owners"
CRS (Client Relationship Summary) - RIA
Click below to view Judson Harris Gee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 7, 2019 - Present
KINGSWOOD WEALTH ADVISORS, LLC
Office #1: 2616 Fort St, Charlotte, NC 28205RIA
CRD#: 288792
Charlotte, NC
Current
June 15, 2018 - Present
KINGSWOOD CAPITAL PARTNERS, LLC
Office #1: 2616 Fort St, Charlotte, NC 28205BD
CRD#: 288898
Charlotte, NC
Past
May 8, 2017 - June 15, 2018
SGMA CAPITAL MARKETS LIMITED
BD
CRD#: 135327
Charlotte, NC
Past
June 26, 2015 - February 7, 2019
HAYDEN ROYAL
RIA
CRD#: 170037
CHARLOTTE, NC
Past
June 26, 2015 - May 8, 2017
UHLMANN PRICE SECURITIES, LLC
BD
CRD#: 42854
charlotte, NC
Past
December 31, 2001 - July 7, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
CHARLOTTE, NC
Past
August 25, 2000 - July 7, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
CHARLOTTE, NC
Past
July 12, 1995 - April 1, 2002
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
LOUISVILLE, KY
Past
August 5, 1994 - July 12, 1995
MARION BASS SECURITIES CORPORATION
BD
CRD#: 7961
CHARLOTTE, NC
Past
April 4, 1994 - May 25, 1994
MEYERS POLLOCK ROBBINS, INC.
BD
CRD#: 13436
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KINGSWOOD WEALTH ADVISORS, LLC
3G WEALTH | UNIVERSITY PLANNING PARTNERS | UNIVERSAL FINANCIAL CONSULTANTS | TRINITY CAPITAL MANAGEMENT | THE COLLINS GROUP | SUTTER WEALTH MANAGEMENT | STEPHENS INVESTMENTS & WEALTH MANAGEMENT SOLUTIONS | STEPHAN AND ASSOCIATES WEALTH MANAGEMENT | STEGER FINANCIAL GROUP/THE EFFICIENT EDGE | SOUTHERN EDGE WEALTH SOLUTIONS | SIMINOU WEALTH MANAGEMENT | SECURIET WEALTH | SECURIAN WEALTH | ROHR CAPITAL MANAGEMENT | REPUBLIC CAPITAL GROUP | RENAISSANCE DIGITAL INVESTMENTS | RANDIE J ENTERPRISES/RJE | PROVIDENT PLACE WEALTH ADVISORS LLC | PROSPERITY WEALTH MANAGEMENT | PHOENIX ASSET ADVISORS | PCM ASSOCIATES LTD | PARADIGM WEALTH SERVICES, INC. | LOWREY WEALTH MANAGEMENT | LOEFFLER WEALTH MANAGEMENT | LIBERTY WEALTH MANAGEMENT | LAKEVIEW ASSET MANAGEMENT | KINGSWOOD WEALTH ADVISORS, LLC | KINGSWOOD FAMILY OFFICE | JHG FINANCIAL ADVISORS | INTEGRATED FINANCIAL PLANNING CENTER | GUARDIAN | GRANITE BAY CAPITAL MANAGEMENT | GOODSON WEALTH MANAGEMENT | GLENWOOD FINANCIAL PARTNERS | FRAMEPOINT PARTNERS, LP FRAMEPOINT | FOWLER FINANCIAL GROUP LLC | FINANCIAL & RETIREMENT STRATEGIES, INC. | FERNEAU ASSET MANAGEMENT | FAISON WEALTH STRATEGY | ENDEAVOR INVESTMENT RESOURCES | ELEVATE WEALTH MANAGEMENT | DYNAMIC FINANCIAL | DEFREZE FINANCIAL SERVICES | DANNAH INVESTMENTS | COMPLETE WEALTH 360 | CHALICE WEALTH ADVISORS, LLC | CHALICE WEALTH ADVISORS | CARDINAL CAPITAL PARTNERS | BRIDGERLAND FINANCIAL ADVISORS, LLC | BRIDGERLAND FINANCIAL | BREWER WEALTH MANAGEMENT | BOND HARBOR FINANCIAL ADVISORS | BLUEPRINT WEALTH SOLUTIONS | BLUEPOINT WEALTH MANAGEMENT | BIRCHWOOOD WEALTH ADVISORS | BIANCHI FINANCIAL PARTNERS | BANNER WEALTH AND LEGACY PLANNING | APEX FINANCIAL | ANDERSON TEAM FINANCIAL | ANDERSON FINANCIAL GROUP | ADMIRALTY WEALTH MANAGEMENT
CRD#: 288792 / SEC#: 801-110755
RIA
Registered Investment Advisory firm - (7/3/2017 Approved)Arizona
Registered Investment Advisory firm - (1/31/2018 Terminated)District of Columbia
Registered Investment Advisory firm - (1/31/2018 Terminated)Maryland
Registered Investment Advisory firm - (3/2/2018 Terminated)Michigan
Registered Investment Advisory firm - (1/26/2018 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(11/4/2021)
RR
Colorado(6/15/2018)
RR
Florida(6/15/2018)
RR
Georgia(6/15/2018)
IAR
Georgia(10/22/2021)
IAR
Indiana(11/5/2021)
IAR
Kentucky(2/10/2022)
RR
Kentucky(9/2/2022)
RR
Louisiana(9/5/2024)
IAR
Louisiana(9/17/2024)
RR
Maryland(1/6/2021)
IAR
Michigan(11/8/2021)
RR
North Carolina(6/15/2018)
IAR
North Carolina(2/7/2019)
RR
South Carolina(6/15/2018)
IAR
South Carolina(10/25/2021)
RR
Tennessee(4/18/2024)
RR
Texas(6/15/2018)
IAR
Texas(2/14/2019)
RR
Utah(1/24/2020)
IAR
Virginia(11/7/2021)
RR
Wisconsin(2/25/2025)
IAR
Wisconsin(2/25/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KW
KINGSWOOD WEALTH ADVISORS, LLC
3G WEALTH | UNIVERSITY PLANNING PARTNERS | UNIVERSAL FINANCIAL CONSULTANTS | TRINITY CAPITAL MANAGEMENT | THE COLLINS GROUP | SUTTER WEALTH MANAGEMENT | STEPHENS INVESTMENTS & WEALTH MANAGEMENT SOLUTIONS | STEPHAN AND ASSOCIATES WEALTH MANAGEMENT | STEGER FINANCIAL GROUP/THE EFFICIENT EDGE | SOUTHERN EDGE WEALTH SOLUTIONS | SIMINOU WEALTH MANAGEMENT | SECURIET WEALTH | SECURIAN WEALTH | ROHR CAPITAL MANAGEMENT | REPUBLIC CAPITAL GROUP | RENAISSANCE DIGITAL INVESTMENTS | RANDIE J ENTERPRISES/RJE | PROVIDENT PLACE WEALTH ADVISORS LLC | PROSPERITY WEALTH MANAGEMENT | PHOENIX ASSET ADVISORS | PCM ASSOCIATES LTD | PARADIGM WEALTH SERVICES, INC. | LOWREY WEALTH MANAGEMENT | LOEFFLER WEALTH MANAGEMENT | LIBERTY WEALTH MANAGEMENT | LAKEVIEW ASSET MANAGEMENT | KINGSWOOD WEALTH ADVISORS, LLC | KINGSWOOD FAMILY OFFICE | JHG FINANCIAL ADVISORS | INTEGRATED FINANCIAL PLANNING CENTER | GUARDIAN | GRANITE BAY CAPITAL MANAGEMENT | GOODSON WEALTH MANAGEMENT | GLENWOOD FINANCIAL PARTNERS | FRAMEPOINT PARTNERS, LP FRAMEPOINT | FOWLER FINANCIAL GROUP LLC | FINANCIAL & RETIREMENT STRATEGIES, INC. | FERNEAU ASSET MANAGEMENT | FAISON WEALTH STRATEGY | ENDEAVOR INVESTMENT RESOURCES | ELEVATE WEALTH MANAGEMENT | DYNAMIC FINANCIAL | DEFREZE FINANCIAL SERVICES | DANNAH INVESTMENTS | COMPLETE WEALTH 360 | CHALICE WEALTH ADVISORS, LLC | CHALICE WEALTH ADVISORS | CARDINAL CAPITAL PARTNERS | BRIDGERLAND FINANCIAL ADVISORS, LLC | BRIDGERLAND FINANCIAL | BREWER WEALTH MANAGEMENT | BOND HARBOR FINANCIAL ADVISORS | BLUEPRINT WEALTH SOLUTIONS | BLUEPOINT WEALTH MANAGEMENT | BIRCHWOOOD WEALTH ADVISORS | BIANCHI FINANCIAL PARTNERS | BANNER WEALTH AND LEGACY PLANNING | APEX FINANCIAL | ANDERSON TEAM FINANCIAL | ANDERSON FINANCIAL GROUP | ADMIRALTY WEALTH MANAGEMENT
CRD#: 288792 / SEC#: 801-110755
RIA
Registered Investment Advisory firm - (7/3/2017 Approved)Arizona
Registered Investment Advisory firm - (1/31/2018 Terminated)District of Columbia
Registered Investment Advisory firm - (1/31/2018 Terminated)Maryland
Registered Investment Advisory firm - (3/2/2018 Terminated)Michigan
Registered Investment Advisory firm - (1/26/2018 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11440 W. Bernardo Court Suite 300, San Diego, CA 92127
Mailing Address
126 E 56th Suite 3l, New York, NY 10022
Phone number
(800) 535-6981
Established
Firm type
Fiscal year end
# of Employees
80
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,250 |
| AUM (Assets Under Management) | $ 2,470,940,336 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
