Robert L. Miniutti
Professional summary
Robert Louis Miniutti JR is a registered financial professional currently at SANTANDER US CAPITAL MARKETS LLC located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1994. Robert has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Louis Miniutti JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 6, 2012 - Present
SANTANDER US CAPITAL MARKETS LLC
Office #1: 437 Madison Avenue 6th - 10th Floor, New York, NY 10022Office #2: 437 Madison Avenue 6th Floor, New York, NY 10022January 4, 2011 - March 7, 2013
PIERPONT CAPITAL ADVISORS LLC
February 11, 2008 - December 14, 2010
WALL STREET ACCESS
November 1, 2004 - February 15, 2008
JEFFERIES LLC
December 17, 2003 - November 1, 2004
BONDS DIRECT SECURITIES LLC
August 31, 2001 - December 19, 2003
BNY MELLON SECURITIES LLC
April 10, 1998 - August 21, 2001
GRUNTAL & CO., L.L.C.
February 22, 1996 - April 17, 1998
FINANCIAL SQUARE PARTNERS
July 1, 1994 - February 26, 1996
TUCKER ANTHONY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/1/2015)
(5/1/2015)
(5/1/2015)
(5/1/2015)
(5/1/2015)
(1/3/2022)
(6/26/2020)
(2/6/2019)
(8/19/2019)
(1/9/2014)
(5/1/2015)
(7/31/2015)
(8/12/2015)
(5/1/2015)
(5/1/2015)
(1/26/2015)
(1/9/2014)
(5/9/2022)
(4/28/2022)
(8/24/2016)
(5/1/2015)
(4/27/2022)
(5/4/2015)
(4/27/2022)
(4/9/2020)
(1/9/2014)
(5/1/2015)
(2/27/2019)
Exams
FINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
SANTANDER US CAPITAL MARKETS LLC
CRD#: 150696 / SEC#: , 8-68282
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS LLC | SOLE MEMBER | |
| LANE, JASON DEARMOND | CHIEF COMPLIANCE OFFICER | 2671708 |
| PACHECO, MERCEDES MARIA | CHIEF LEGAL OFFICER | 2909083 |
| PRIETO-MORENO, GERARDO | PRINCIPAL OPERATIONS OFFICER | 7295411 |
| SANTANGELO, MICHAEL JOHN | CFO | 4705334 |
| VITALE, PAUL N | FINOP, PRINCIPAL FINANCIAL OFFICER | 5909566 |
| WALSH, JOSEPH NORTON III | CEO | 2804671 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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