Jeffrey S. Fishman
Professional summary
Jeffrey Seth Fishman, who also goes by Jeff Fishman, is a registered financial advisor currently at JSF FINANCIAL, LLC located in Los Angeles, California and NEWEDGE SECURITIES, LLC located in Los Angeles, California.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Jeffrey has worked at 8 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Seth Fishman's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 11, 1997 - Present
JSF FINANCIAL, LLC
Office #1: 6300 Wilshire Boulevard Suite 700, Los Angeles, CA 90048February 26, 2010 - Present
NEWEDGE SECURITIES, LLC
Office #1: 6300 Wilshire Blvd Suite 2100, Los Angeles, CA 90048December 3, 2010 - November 25, 2015
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
May 25, 2004 - March 11, 2010
CANTELLA & CO., INC.
December 2, 2003 - December 16, 2004
ALJ CAPITAL MANAGEMENT, LLC
September 16, 2003 - December 17, 2003
CANTELLA & CO., INC.
September 16, 2003 - March 11, 2010
CANTELLA & CO., INC.
July 28, 1999 - September 24, 2003
OSAIC WEALTH, INC.
June 11, 1997 - September 24, 2003
OSAIC WEALTH, INC.
January 17, 1996 - December 31, 1996
MUTUAL SERVICE CORPORATION
March 10, 1994 - June 16, 1997
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
JSF FINANCIAL, LLC
CRD#: 114025 / SEC#: 801-71250
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/21/2015)
(2/26/2010)
(2/11/1997)
(2/26/2010)
(2/26/2010)
(4/20/2012)
(2/26/2010)
(2/26/2010)
(5/18/2016)
(2/26/2010)
(2/26/2010)
(2/26/2010)
(11/1/2011)
(12/1/2025)
(2/26/2010)
(2/26/2010)
(2/26/2010)
(4/28/2021)
(2/26/2010)
(2/26/2010)
(9/4/2015)
(2/26/2010)
(2/26/2010)
(5/13/2018)
(2/26/2010)
(10/2/2020)
(2/26/2010)
(8/14/2014)
(2/26/2010)
(4/2/2012)
(2/26/2010)
(11/12/2020)
(2/26/2010)
(1/4/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
JSF FINANCIAL, LLC
CRD#: 114025 / SEC#: 801-71250
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,633 |
| AUM (Assets Under Management) | $ 1,730,429,115 |
Red Flags
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