KS
Keith W. Seidman
FORESIDE FUND SERVICES
New York, NY 10169
Some features on this profile are disabled
CRD#: 2450236
KS
Professional summary
Keith Wayne Seidman is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in New York, New York.
Keith is registered as a RR (Registered Representative) and started their career in finance in 1994. Keith has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Keith Wayne Seidman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 20, 2018 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 230 Park Avenue Suite 3330, New York, NY 10169BD
CRD#: 46106
New York, NY
Past
December 18, 2013 - March 16, 2018
AMERICAN CENTURY INVESTMENT SERVICES INC.
BD
CRD#: 17437
NEW YORK, NY
Past
September 9, 2005 - December 31, 2006
WEISS, PECK & GREER INVESTMENTS
RIA
CRD#: 136340
NEW YORK, NY
Past
May 13, 2003 - February 12, 2008
BOSTON PARTNERS
RIA
CRD#: 124982
NEW YORK, NY
Past
April 3, 2002 - September 9, 2005
BOSTON PARTNERS SECURITIES, L.L.C.
RIA
CRD#: 2998
NEW YORK, NY
Past
April 3, 2002 - February 12, 2008
BOSTON PARTNERS SECURITIES, L.L.C.
BD
CRD#: 2998
NEW YORK, NY
Past
February 6, 2001 - March 12, 2002
VENCAST SECURITIES, LLC
BD
CRD#: 103707
NEW YORK, NY
Past
May 6, 1994 - March 8, 1995
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
BD
CRD#: 7834
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2020)
RR
Alaska(1/2/2020)
RR
Arizona(1/2/2020)
RR
Arkansas(1/2/2020)
RR
California(1/2/2020)
RR
Colorado(1/2/2020)
RR
Connecticut(4/20/2018)
RR
Delaware(1/2/2020)
RR
District of Columbia(1/2/2020)
RR
Florida(1/2/2020)
RR
Georgia(1/2/2020)
RR
Hawaii(1/2/2020)
RR
Idaho(1/2/2020)
RR
Illinois(1/2/2020)
RR
Indiana(1/2/2020)
RR
Iowa(1/2/2020)
RR
Kansas(1/2/2020)
RR
Kentucky(1/2/2020)
RR
Louisiana(1/2/2020)
RR
Maine(1/2/2020)
RR
Maryland(1/2/2020)
RR
Massachusetts(1/2/2020)
RR
Michigan(1/2/2020)
RR
Minnesota(1/2/2020)
RR
Mississippi(1/2/2020)
RR
Missouri(1/2/2020)
RR
Montana(1/2/2020)
RR
Nebraska(1/2/2020)
RR
Nevada(1/2/2020)
RR
New Hampshire(1/2/2020)
RR
New Jersey(4/20/2018)
RR
New Mexico(1/2/2020)
RR
New York(4/20/2018)
RR
North Carolina(1/2/2020)
RR
North Dakota(1/2/2020)
RR
Ohio(1/2/2020)
RR
Oklahoma(1/2/2020)
RR
Oregon(1/2/2020)
RR
Pennsylvania(1/2/2020)
RR
Puerto Rico(1/2/2020)
RR
Rhode Island(1/2/2020)
RR
South Carolina(1/2/2020)
RR
South Dakota(1/2/2020)
RR
Texas(1/2/2020)
RR
Utah(1/2/2020)
RR
Vermont(1/2/2020)
RR
Virginia(1/2/2020)
RR
Washington(1/2/2020)
RR
West Virginia(1/2/2020)
RR
Wisconsin(1/2/2020)
RR
Wyoming(1/2/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
