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CS

Charles B. Samkoff

CYPRESS ASSOCIATES
New York, NY 10017
Some features on this profile are disabled
CRD#: 2449689
CS

Professional summary

Charles Bruce Samkoff is a registered financial professional currently at CYPRESS ASSOCIATES located in New York, New York.

Charles is registered as a RR (Registered Representative) and started their career in finance in 1994. Charles has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles Bruce Samkoff's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 11, 2004 - Present

CYPRESS ASSOCIATES

Office #1: 52 Vanderbilt Avenue, Suite 902, New York, NY 10017
BD
CRD#: 130252
New York, NY
Past

June 7, 1996 - November 12, 2002

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

August 23, 1994 - April 16, 1996

ROTHSCHILD & CO US INC.

BD
CRD#: 2910
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/30/2014)
RR
New York
(11/11/2004)

Exams

State Security Law Exam
RR
Series 63
Date: 2/18/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/22/1994
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CA
CYPRESS ASSOCIATES
CYPRESS ASSOCIATES | CYPRESS PARTNERS LLC

CRD#: 130252 / SEC#: , 8-66321

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
52 Vanderbilt Avenue, Suite 501, New York, NY 10017
Mailing Address
52 Vanderbilt Avenue, Suite 501, New York, NY 10017
Phone number
(212) 682-2222
Established
Connecticut since 10/01/2003
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ATKINS, JOHN TREVORGENERAL PRINCIPAL AND CHIEF EXECUTIVE OFFICER1473955
SWEENEY, KEVIN MICHAELFINOP, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER2222633
TOLMIE, JOHN STRATTONREGISTERED REP.2535923

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CYPRESS ASSOCIATES

CRD#: 130252New York, NY 10017

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