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CRD#: 130252
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

CYPRESS ASSOCIATES is located at 52 Vanderbilt Avenue, Suite 501, New York, NY 10017 and was first established at New York, Connecticut in 10/01/2003. After operating for 22 years, CYPRESS ASSOCIATES has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CYPRESS ASSOCIATES’s clients are individuals and 0% of their clients are high net worth individuals. CYPRESS ASSOCIATES has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CYPRESS ASSOCIATES are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CYPRESS ASSOCIATES‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CYPRESS ASSOCIATES. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for CYPRESS ASSOCIATES Comes From

Understanding the Statistics for CYPRESS ASSOCIATES and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
52 Vanderbilt Avenue, Suite 501, New York, NY 10017
Mailing Address
52 Vanderbilt Avenue, Suite 501, New York, NY 10017
Firm Size
Small
Phone Number
(212) 682-2222
Established
Connecticut since 10/01/2003
Firm Type
Limited Liability Company
Fiscal year end
March
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ATKINS, JOHN TREVORGENERAL PRINCIPAL AND CHIEF EXECUTIVE OFFICER1473955
SWEENEY, KEVIN MICHAELFINOP, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER2222633
TOLMIE, JOHN STRATTONREGISTERED REP.2535923

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at CYPRESS ASSOCIATES

KS

Kevin Michael Sweeney

RR
CRD#: 2222633
Location:
New York, NY 10017
Company:
CYPRESS ASSOCIATES
Disclosures:
Experience:
31 years
View Profile
JR

James Scott Redpath

RR
CRD#: 2142585
Location:
New York, NY 10017
Company:
CYPRESS ASSOCIATES
Disclosures:
Experience:
34 years
View Profile
JT

John Stratton Tolmie

John S Tolmie Iii, John Stratton Tolmie Iii
RR
CRD#: 2535923
Location:
New York, NY 10017
Company:
CYPRESS ASSOCIATES
Disclosures:
Experience:
21 years
View Profile
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