Patrick Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Murphy, who also goes by Patrick E Murphy, Patrick Edward Murphy, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1998. Patrick had worked at 9 firms and has passed the Series 24 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2012 - May 21, 2014
WTS PROPRIETARY TRADING GROUP LLC
August 3, 2011 - January 10, 2012
DIMENSION TRADING GROUP, LLC
August 27, 2009 - March 30, 2010
TAFFERER TRADING, LLC
May 10, 2007 - February 5, 2009
MADISON PROPRIETARY TRADING GROUP, LLC
May 11, 2006 - July 25, 2006
G-2 TRADING,LLC
December 3, 2003 - September 1, 2004
ELECTRONIC TRADING GROUP, LLC
January 20, 2000 - September 2, 2003
REDI GLOBAL TECHNOLOGIES LLC
January 3, 2000 - September 2, 2003
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
August 13, 1998 - January 5, 2000
LABRANCHE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Current Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
