Christopher W. Gaertner
Professional summary
Christopher Wolfgang Gaertner, CFA is a registered financial professional currently at TAP SECURITIES LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1996. Christopher has worked at 7 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Wolfgang Gaertner's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 10, 2024 - Present
TAP SECURITIES LLC
Office #1: 505 Park Avenue Fl 9, New York, NY 10022September 6, 2017 - February 25, 2021
ROTHSCHILD & CO US INC.
August 14, 2012 - August 22, 2017
CREDIT SUISSE SECURITIES (USA) LLC
October 4, 2005 - July 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 4, 2000 - May 24, 2005
LEHMAN BROTHERS INC.
June 29, 1998 - October 29, 1999
UBS SECURITIES LLC
December 23, 1996 - June 29, 1998
SBC WARBURG DILLON READ INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 10/11/2023
General Securities Representative ExaminationSeries 79TO
Date: 10/11/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
TAP SECURITIES LLC
CRD#: 151593 / SEC#: , 8-68381
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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