MR
Mary T. Ryan
UMB FINANCIAL SERVICES
Sheboygan, WI 53081
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CRD#: 2445511
MR
Professional summary
Mary Therese Ryan, who also goes by Mary Therese Renzelmann, Mary T Ryan, is a registered financial advisor currently at UMB FINANCIAL SERVICES, INC. located in Sheboygan, Wisconsin.
Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Mary has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mary Therese Renzelmann | Mary T Ryan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Mary Therese Ryan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mary Therese Ryan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 15, 2025 - Present
UMB FINANCIAL SERVICES, INC.
Office #1: 3220 S Business Drive, Sheboygan, WI 53081RIA
BD
CRD#: 17073
Sheboygan, WI
Current
August 15, 2025 - Present
UMB FINANCIAL SERVICES, INC.
Office #1: 3220 S Business Drive, Sheboygan, WI 53081RIA
BD
CRD#: 17073
Sheboygan, WI
Past
June 9, 2015 - September 3, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
SHEBOYGAN, WI
Past
June 9, 2015 - September 3, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
SHEBOYGAN, WI
Past
January 21, 2014 - June 9, 2015
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
SHEBOYGAN, WI
Past
December 1, 2005 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
SHEBOYGAN, WI
Past
December 1, 2005 - June 9, 2015
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
SHEBOYGAN, WI
Past
December 1, 2001 - November 30, 2005
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
SAINT PAUL, MN
Past
October 13, 1998 - December 1, 2001
FIRSTAR INVESTMENT SERVICES,INC.
BD
CRD#: 14536
MORRIS PLAINS, NJ
Past
June 19, 1995 - October 16, 1998
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
May 27, 1994 - May 25, 1995
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UF
UMB FINANCIAL SERVICES, INC.
SCOUT BROKERAGE SERVICES, INC. | UNITED MISSOURI BROKERAGE SERVICES, INC. | UMB SCOUT BROKERAGE SERVICES, INC. | UMB FINANCIAL SERVICES, INC.
CRD#: 17073 / SEC#: 801-62967, 8-34999
RIA
Registered Investment Advisory firm - SEC (4/9/2004 Approved)Arkansas
Registered Investment Advisory firm - SEC (4/15/2004 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/15/2004 Terminated)Illinois
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)Kansas
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)Missouri
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)Nebraska
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(9/3/2025)
RR
Alabama(9/5/2025)
RR
Arizona(8/15/2025)
IAR
Arizona(9/4/2025)
RR
California(8/15/2025)
IAR
California(8/15/2025)
RR
Florida(9/2/2025)
IAR
Florida(9/2/2025)
RR
Illinois(8/15/2025)
RR
Indiana(8/15/2025)
IAR
Indiana(8/18/2025)
RR
Kansas(8/15/2025)
IAR
Kansas(8/15/2025)
IAR
Minnesota(8/18/2025)
RR
Minnesota(9/9/2025)
RR
Nevada(8/15/2025)
RR
Ohio(8/15/2025)
RR
Oregon(8/15/2025)
RR
Texas(8/15/2025)
IAR
Texas(8/15/2025)
RR
Wisconsin(8/15/2025)
IAR
Wisconsin(8/15/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
UF
UMB FINANCIAL SERVICES, INC.
SCOUT BROKERAGE SERVICES, INC. | UNITED MISSOURI BROKERAGE SERVICES, INC. | UMB SCOUT BROKERAGE SERVICES, INC. | UMB FINANCIAL SERVICES, INC.
CRD#: 17073 / SEC#: 801-62967, 8-34999
RIA
Registered Investment Advisory firm - SEC (4/9/2004 Approved)Arkansas
Registered Investment Advisory firm - SEC (4/15/2004 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/15/2004 Terminated)Illinois
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)Kansas
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)Missouri
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)Nebraska
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
928 Grand Avenue, Kansas City, MO 64106
Mailing Address
928 Grand Avenue, Kansas City, MO 64106
Phone number
(816) 842-2222
Established
Missouri since 10/07/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
51
SEC notice filing (51 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UMB FINANCIAL CORP | STOCKHOLDER | |
| GATES, ANGELA GAYE | FINOP / PRESIDENT / DIRECTOR / PFO / POO / TREASURER | 2626070 |
| KLEVORN, PHILLIP MICHAEL | DIRECTOR | 4852039 |
| LONG, CHRISTOPHER SHELDON | CHIEF COMPLIANCE OFFICER | 6076540 |
| MASON, PHILLIP JAMES | DIRECTOR | 6246519 |
| MASSEY, THOMAS HAROLD | DIRECTOR | 2062653 |
| MAXWELL, JEFFREY THOMAS | CAO, SVP | 2626068 |
| SKILLING, BENJAMIN JOSEPH | DIRECTOR | 4686294 |
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 3,070,243 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
UMB FINANCIAL SERVICES, INC.
CRD#: 17073Sheboygan, WI 53081TRUST BUT VERIFY
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