Gwendolyn Weithaus
Professional summary
Gwendolyn Weithaus, who also goes by Gwen Kay Thames, Gwen Kay Weithaus, Gwendolyn Kay Weithaus Ms., Gwendolyn Kay Weithaus, Gwen Kay Weithaus-thames, is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in Fairfield, Iowa.
Gwendolyn is registered as a RR (Registered Representative) and started their career in finance in 1994. Gwendolyn has worked at 7 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gwendolyn Weithaus's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2026 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1776 Pleasant Plain Rd, Fairfield, IA 52556-8757July 19, 2024 - December 17, 2025
CETERA INVESTMENT SERVICES LLC
January 26, 2024 - June 3, 2024
COORDINATED CAPITAL SECURITIES, INC.
May 13, 2004 - May 18, 2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 30, 2004 - December 31, 2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 3, 2001 - January 28, 2004
STRONG CAPITAL MANAGEMENT INC
January 21, 2000 - January 28, 2004
STRONG INVESTMENTS, INC.
February 22, 1994 - June 12, 1998
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/16/2026)
(4/16/2026)
Exams
Series 52TO
Date: 1/26/2024
Municipal Securities Representative ExaminationFINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
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Company Information
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543Fairfield, IA 52556-8757TRUST BUT VERIFY
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