KL
Kristian H. Lehner
KESTRA ADVISORY SERVICES
NEWTOWN, PA 18940
Some features on this profile are disabled
CRD#: 2444856
KL
Professional summary
Kristian Heinz Lehner, ChFC®, CLU®, who also goes by Kris Lehner, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Newtown, Pennsylvania and KESTRA INVESTMENT SERVICES, LLC located in Newtown, Pennsylvania.
Kristian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Kristian has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kris Lehner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Drake, Lehner & Morgan, LLC Investment Related: Yes Address: 442 High Street Burlington NJ 08016 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Other,member Start Date: 1/1/2003 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Sell insuranceBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Immanuel Presbyterian Church Investment Related: No Address: 51 Wentwood Court Medford NJ 08055 Nature of Business: Other Other/None of the Above bookkeeping for the church, banking functions Position, Title or Relationship: Treasurer Start Date: 11/13/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: bookkeeping for the church, banking functions
CRS (Client Relationship Summary) - RIA
Click below to view Kristian Heinz Lehner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 26, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 41 University Dr. Ste. 400, Newtown, PA 18940RIA
CRD#: 283330
NEWTOWN, PA
Current
June 28, 2004 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 41 University Dr. Ste. 400, Newtown, PA 18940Office #2: 442 High Street, Burlington, NJ 08016BD
CRD#: 42046
Newtown, PA
Past
January 23, 2007 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
BURLINGTON, NJ
Past
September 22, 2004 - January 25, 2007
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
BURLINGTON, NJ
Past
January 20, 2004 - January 25, 2007
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
BURLINGTON, NJ
Past
March 17, 2003 - January 21, 2004
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
BALA CYNWYD, PA
Past
February 18, 2003 - January 21, 2004
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
October 10, 2002 - February 28, 2003
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
MOUNT LAUREL, NJ
Past
December 22, 2000 - February 28, 2003
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Past
November 15, 1994 - November 27, 2000
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
November 15, 1994 - November 27, 2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/24/2022)
RR
Delaware(6/28/2004)
RR
District of Columbia(6/16/2022)
RR
Florida(5/21/2020)
RR
Iowa(3/17/2006)
RR
Maryland(1/26/2007)
RR
Massachusetts(8/25/2020)
RR
Minnesota(9/12/2025)
RR
New Hampshire(4/6/2021)
RR
New Jersey(6/30/2004)
IAR
New Jersey(4/26/2016)
RR
New York(6/28/2004)
RR
North Carolina(2/1/2017)
RR
Ohio(5/14/2015)
RR
Pennsylvania(1/25/2007)
RR
Utah(7/25/2023)
RR
Washington(7/11/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/5/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
