John Feeney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Feeney, who also goes by Jj Feeney Jr, John Joseph Feeney Jr, John Joseph Feeney, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1994. John had worked at 6 firms and has passed the Series 63, Series 56, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2012 - January 31, 2013
WTS PROPRIETARY TRADING GROUP LLC
April 6, 2004 - May 7, 2009
APB FINANCIAL GROUP, LLC
August 1, 2002 - December 18, 2003
TAFFERER TRADING, LLC
October 29, 2001 - August 1, 2002
SKEFFINGTON SECURITIES, L.L.C.
January 20, 1999 - December 6, 1999
TAFFERER TRADING, LLC
May 24, 1995 - October 8, 1998
JOSEPHTHAL & CO., INC.
May 31, 1994 - May 23, 1995
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 9/18/2012
Proprietary Trader Qualification ExaminationSeries 55
Date: 10/19/1998
Limited Representative-Equity Trader ExamCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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