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JF

John Feeney

CRD# 2440628·Registered 1994 - 2013
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Feeney, who also goes by Jj Feeney Jr, John Joseph Feeney Jr, John Joseph Feeney, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1994 - 2013. John had worked at 6 firms and has passed the Series 63, Series 56, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jj Feeney Jr, John Joseph Feeney Jr, John Joseph Feeney

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

WTS PROPRIETARY TRADING GROUP LLC·CRD# 148117
BD
New York, NY
September 17, 2012 - January 31, 2013
APB FINANCIAL GROUP, LLC·CRD# 38235
BD
New York, NY
April 6, 2004 - May 7, 2009
TAFFERER TRADING, LLC·CRD# 36816
BD
New York, NY
August 1, 2002 - December 18, 2003
SKEFFINGTON SECURITIES, L.L.C.·CRD# 103700
BD
Jersey City, NJ
October 29, 2001 - August 1, 2002
TAFFERER TRADING, LLC·CRD# 36816
BD
New York, NY
January 20, 1999 - December 6, 1999
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
May 24, 1995 - October 8, 1998
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
May 31, 1994 - May 23, 1995

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Current Firm

WP
WTS PROPRIETARY TRADING GROUP LLC

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117 / SEC#: 8-67986
BD
Terminated by SEC on 03/06/2015

Contact Information

Established

Delaware since 07/09/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WTS PTG HOLDINGS, LLCOWNER—
CLARK, CHESTER EDMONDCEO2486219
DISCENZA, PETER VINCENT JRCHIEF COMPLIANCE OFFICER4386342
JONES, WILLIAM RUSSELLOPERATIONS MANAGER2948251
LI, XIAOYANFINOP4465893

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1994About the Series 63 exam

Series 56 — Proprietary Trader Qualification Examination

Passed Sep 2012

Series 55 — Limited Representative-Equity Trader Exam

Passed Oct 1998

Series 7 — General Securities Representative Examination

Passed Feb 1994About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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