MH
Mark L. Hayek
M PREMIER PARTNERS
Indian Wells, CA 92210
Some features on this profile are disabled
CRD#: 2440197
MH
Professional summary
Mark Lee Hayek is a registered financial advisor currently at M PREMIER PARTNERS located in Indian Wells, California and PURSHE KAPLAN STERLING INVESTMENTS located in Indian Wells, California.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Mark has worked at 5 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)HMM Group LLC d/b/a M Premier Partners, RIA, 1.74-900 Highway 111, Suite 112, Indian Wells, CA 92210, INVESTMENTS, 7/2017 TO PRESENT, 50HRS WEEK, INVESTMENT ADVISOR 2)PKS FINANCIAL SERVICES; INVESTMENT RELATED 80 STATE ST, ALBANY, NY 12207; FIXED INSURANCE; INSURANCE AGENT; SALES & SERVICE OF FIXED LIFE INSURANCE & ANNUITY CONTRACTS START DATE: 8/27/12 3) Lockton Affinity. Investment related-74245 Highway 111, Suite 201, Palm Desert, CA 92260-Insurance agency-Independent insurance agent-5/2016-4 hrs/mth-100% during trading hrs-Sale of life insurance products, fixed annuities and fixed life insurance. 4) Successor Trustee. Not Investment Related. At registered location. Successor Trustee. Trustee. 1/3/2024. 5 hrs/month with 0 during trading hours. Distribute to beneficiaries after tax return has been filed.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Lee Hayek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 17, 2017 - Present
M PREMIER PARTNERS
Office #1: 74-900 Highway 111, Suite 112, Indian Wells, CA 92210RIA
CRD#: 289044
Indian Wells, CA
Current
August 27, 2010 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 74-900 Highway 111 Suite 112, Indian Wells, CA 92210BD
CRD#: 35747
Indian Wells, CA
Past
January 25, 2010 - December 31, 2017
INTEGRATED WEALTH MANAGEMENT, INC.
RIA
CRD#: 106335
MARINA DEL REY, CA
Past
August 28, 2009 - December 31, 2009
INTEGRATED WEALTH MANAGEMENT, INC.
RIA
CRD#: 106335
MARINA DEL REY, CA
Past
August 20, 2009 - September 27, 2010
BCG SECURITIES, INC.
BD
CRD#: 70
SUITE 203, CA
Past
March 30, 1998 - August 18, 2009
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
INDIAN WELLS, CA
Past
November 1, 1994 - August 18, 2009
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
INDIAN WELLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MP
M PREMIER PARTNERS
HMM GROUP LLC | M PREMIER PARTNERS | HMM GROUP LLC DBA M PREMIER PARTNERS
CRD#: 289044 / SEC#: 801-110827
RIA
Registered Investment Advisory firm - (7/17/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/8/2010)
RR
California(8/27/2010)
IAR
California(7/17/2017)
RR
Florida(9/8/2010)
RR
Georgia(1/25/2012)
RR
Idaho(10/14/2021)
RR
Illinois(9/8/2010)
RR
Kansas(1/6/2015)
RR
Kentucky(3/16/2015)
RR
Missouri(10/14/2021)
RR
Ohio(9/13/2016)
RR
Oregon(11/18/2016)
RR
Pennsylvania(9/8/2010)
RR
South Carolina(9/10/2010)
RR
Texas(9/8/2010)
IAR
Texas(7/17/2017)
RR
Washington(9/8/2010)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MP
M PREMIER PARTNERS
HMM GROUP LLC | M PREMIER PARTNERS | HMM GROUP LLC DBA M PREMIER PARTNERS
CRD#: 289044 / SEC#: 801-110827
RIA
Registered Investment Advisory firm - (7/17/2017 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
74-900 Highway 111 Suite 112, Indian Wells, CA 92210
Mailing Address
Phone number
(442) 274-5300
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 609 |
| AUM (Assets Under Management) | $ 244,702,857 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
