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Venu Madhav Palaparthi

CRD# 2437777·Registered 2001 - 2025
Previously Registered: Being a previously registered professional could mean that Venu is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Venu Madhav Palaparthi, who also goes by Venu M Palaparthi, Venu Palaparthi, was a registered financial advisor. Venu was a previously registered financial professional and started their career in finance 2001 - 2025. Venu had worked at 15 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Venu M Palaparthi, Venu Palaparthi

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

DRIVEWEALTH INSTITUTIONAL LLC·CRD# 33038
BD
New York, NY
September 3, 2025 - December 17, 2025
ONE GROWTH SECURITIES LLC·CRD# 310890
BD
Wilmington, DE
February 13, 2025 - August 12, 2025
DRIVEWEALTH, LLC·CRD# 165429
BD
New York, NY
September 18, 2024 - February 2, 2026
FTX CAPITAL MARKETS LLC·CRD# 158816
BD
New York, NY
May 18, 2022 - January 26, 2023
DASH FINANCIAL TECHNOLOGIES LLC·CRD# 104031
BD
Jersey City, NJ
March 5, 2019 - May 3, 2022
VIRTU AMERICAS LLC·CRD# 149823
BD
New York, NY
July 25, 2017 - September 20, 2017
VIRTU FINANCIAL CAPITAL MARKETS LLC·CRD# 45986
BD
New York, NY
December 1, 2014 - September 20, 2017
VIRTU FINANCIAL BD LLC·CRD# 148390
BD
New York, NY
December 1, 2014 - September 20, 2017
NPM SECURITIES, LLC·CRD# 168469
BD
San Francisco, CA
January 15, 2014 - December 2, 2014
EXECUTION ACCESS, LLC·CRD# 148423
BD
New York, NY
November 9, 2011 - December 2, 2014
NASDAQ CAPITAL MARKETS ADVISORY LLC·CRD# 104295
BD
New York, NY
October 18, 2011 - December 2, 2014
NASDAQ EXECUTION SERVICES, LLC·CRD# 7270
BD
New York, NY
October 18, 2011 - December 2, 2014
NOMURA SECURITIES NORTH AMERICA, LLC·CRD# 42885
BD
New York, NY
March 5, 2008 - July 29, 2009
INSTINET, LLC·CRD# 7897
BD
New York, NY
June 1, 2006 - October 28, 2011
INSTINET, LLC·CRD# 42886
BD
New York, NY
July 18, 2001 - June 1, 2006

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Current Firm

DI
DRIVEWEALTH INSTITUTIONAL LLC

CUTTONE & CO., INC. | DRIVEWEALTH INSTITUTIONAL LLC | CUTTONE & CO., LLC

CRD#: 33038 / SEC#: 8-31461
BD
Terminated by SEC on 02/10/2026

Contact Information

Established

New York since 10/04/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
DRIVEWEALTH HOLDINGS INC.SOLE MEMBER—
BLANGIARDO, ALESSIOFINANCIAL & OPERATIONS PRINCIPAL5600541
ILARIO, ANTHONYCHIEF OPERATING OFFICER2262100
MADARASZ, RONALD JOHNSENIOR MANAGER, INSTITUTIONAL SALES & TRADING1769473
METZGER, BARRY SCOTTCHIEF EXECUTIVE OFFICER4719211
POND, ERICROSFP6069469
QUINONES, VINCENT JOSEPHHEAD OF EXECUTION SERVICES4308610
TZANETEAS, ALEC MICHAELCHIEF COMPLIANCE OFFICER6983736

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2022About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2001About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Nov 2011About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jan 2006About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Feb 2003About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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