ED
Edward S. D'entremont
NATIONS FINANCIAL GROUP
Wayne, PA 19087
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CRD#: 2435447
ED
Professional summary
Edward Scott D'entremont JR, who also goes by E Scott D'entremont Jr, Scott D'entremont, E Scott D'entremont Jr Jr, Edward Scott Dentremont Jr, Scott Dentremont, is a registered financial advisor currently at NATIONS FINANCIAL GROUP, INC. located in Wayne, Pennsylvania.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Edward has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
E Scott D'entremont Jr | Scott D'entremont | E Scott D'entremont Jr Jr | Edward Scott Dentremont Jr | Scott Dentremont
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
McCloskey Financial Group. 115 Bloomingdale Ave., Wayne, PA 19087. Is investment related. Nature of business is investment and advisory services. Position is Financial Advisor. Started May 12, 2011. Approx 160 hrs/month on business, 160 during security trading hrs. Duties are those of a financial advisor. // Highland Capital Brokerage. 2002 Renaissance Blvd., Suite 220 King of Prussia, PA 19406. Is investment related. Nature of business is life insurance, long term care insurance and annuities. Position is agent. Started 6/14/2022. Approx. 4 hours/month spent on business, with 4 hours during security trading hours. Duties are sales of insurance products.
CRS (Client Relationship Summary) - RIA
Click below to view Edward Scott D'entremont JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Edward Scott D'entremont JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 6, 2019 - Present
NATIONS FINANCIAL GROUP, INC.
Office #1: 115 Bloomingdale Ave., Wayne, PA 19087RIA
BD
CRD#: 44181
Wayne, PA
Current
September 6, 2019 - Present
NATIONS FINANCIAL GROUP, INC.
Office #1: 115 Bloomingdale Ave., Wayne, PA 19087RIA
BD
CRD#: 44181
Wayne, PA
Past
May 12, 2011 - September 11, 2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
WAYNE, PA
Past
May 12, 2011 - September 11, 2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
WAYNE, PA
Past
March 30, 2006 - June 10, 2011
JANNEY MONTGOMERY SCOTT LLC
RIA
CRD#: 463
RADNOR, PA
Past
August 16, 2005 - June 10, 2011
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
RADNOR, PA
Past
January 24, 1994 - August 29, 2005
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NATIONS FINANCIAL GROUP, INC.
FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
RIA
Registered Investment Advisory firm - SEC (5/3/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(11/19/2024)
RR
California(9/6/2019)
RR
Colorado(3/4/2024)
RR
Connecticut(9/6/2019)
RR
Delaware(9/6/2019)
RR
District of Columbia(10/29/2021)
RR
Florida(9/6/2019)
RR
Georgia(9/6/2019)
RR
Kentucky(9/6/2019)
RR
Maine(9/6/2019)
RR
Maryland(9/6/2019)
RR
Massachusetts(9/6/2019)
RR
Michigan(9/6/2019)
RR
New Hampshire(5/12/2025)
RR
New Jersey(9/6/2019)
RR
New York(9/6/2019)
RR
North Carolina(9/28/2022)
RR
Ohio(9/6/2019)
RR
Pennsylvania(9/6/2019)
IAR
Pennsylvania(9/6/2019)
RR
South Carolina(9/9/2019)
RR
Tennessee(9/6/2019)
RR
Texas(10/18/2019)
IAR
Texas(2/27/2023)
RR
Utah(5/21/2021)
RR
Virginia(9/6/2019)
RR
Washington(9/6/2019)
RR
Wisconsin(9/6/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NATIONS FINANCIAL GROUP, INC.
FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
RIA
Registered Investment Advisory firm - SEC (5/3/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411
Mailing Address
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411
Phone number
(319) 393-9541
Established
Iowa since 11/14/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
87
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 9,822 |
| AUM (Assets Under Management) | $ 3,867,522,560 |
Disclosures
| Arbitration | 1 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2025 | ||
| 09/26/2024 | ||
| 11/22/2023 | ||
| 12/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
