Harry Jaffe
Professional summary
Harry Jaffe, who also goes by Harry Mark Jaffe, is a registered financial professional currently at THIRD SEVEN CAPITAL LLC located in Greenwich, Connecticut.
Harry is registered as a RR (Registered Representative) and started their career in finance in 2005. Harry has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14, Series 24 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Harry Jaffe's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 23, 2022 - Present
THIRD SEVEN CAPITAL LLC
Office #1: 67 Holly Hill Lane Suite 300c, Greenwich, CT 06830February 8, 2022 - August 25, 2022
BERENBERG CAPITAL MARKETS LLC
April 8, 2021 - February 8, 2022
BERENBERG CAPITAL MARKETS LLC
July 29, 2014 - February 9, 2021
PEEL HUNT INC.
November 30, 2009 - May 9, 2014
PANMURE LIBERUM INC
December 6, 2005 - August 19, 2009
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/29/2022)
(8/23/2022)
(9/29/2022)
(2/9/2024)
(9/29/2022)
(8/23/2022)
(9/29/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
THIRD SEVEN CAPITAL LLC
CRD#: 160209 / SEC#: , 8-69032
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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