Matthew D. Rutig
Professional summary
Matthew David Rutig, CIMA® is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in Stamford, Connecticut.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1994. Matthew has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew David Rutig's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2013 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 680 Washington Blvd. 11th Floor, Stamford, CT 06901June 16, 2010 - August 27, 2013
JEFFERIES LLC
March 26, 2008 - May 12, 2009
FRANKLIN DISTRIBUTORS, LLC
February 13, 2008 - March 11, 2008
ATEL SECURITIES CORPORATION
July 1, 2004 - December 19, 2005
OFI PRIVATE INVESTMENTS INC
April 6, 2004 - March 16, 2007
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
February 11, 1994 - March 31, 2004
BNY MELLON SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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