JL
John R. Lamontagne
CETERA INVESTMENT ADVISERS LLC
WORCESTER, MA 01605
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CRD#: 2432551
JL
Professional summary
John Richard Lamontagne, AIF® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Worcester, Massachusetts and CETERA WEALTH SERVICES, LLC located in Worcester, Massachusetts.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. John has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INDEPENDENT INSURANCE AGENT WORCESTER, MA DISABILITY, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, OTHER DENTAL AND HEALTH INSURANCE FOR 0HRS/WK SINCE 1992 2.NAME OF OTHER BUSINESS: STERLING BRIDGE INSURANCE AGENCY, INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: INSURANCE POSITION/TITLE/RELATIONSHIP: SALES, START 08/2019, APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 15 BRIEF DESCRIPTION OF DUTIES: SALES OF EMPLOYEE BENEFITS TO SMALL BUSINESSES; 3. NAME OF OTHER BUSINESS: THE WORCESTER ECONOMICS CLUB; INVESTMENT RELATED: NO; ADDRESS: 446 MAIN STREET SUITE 200, WORCESTER, MA 01608; NATURE OF BUSINESS: NETWORKING CLUB; START DATE: 04/2018; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: MEMBER / NETWORKING CLUB; 4. NAME OF OTHER BUSINESS: SMALL BUSINESS INSURANCE AGENCY, INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE START DATE: 08/2019 POSITION/TITLE/RELATIONSHIP: AGENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: DBA FOR FIXED INSURANCE ; 5. NAME OF OTHER BUSINESS: SMALL BUSINESS INSURANCE ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NON-SECURITIES RELATED INSURANCE START DATE: 09/2019 ; POSITION/TITLE/RELATIONSHIP: INSURANCE SALES ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: NON-SECURITIES RELATED INSURANCE PRODUCTS ; 6. NAME OF OTHER BUSINESS: CARROLL ENTERPRISES, INC. INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: INSURANCE HOLDING COMPANY; START DATE: 07/1994; POSITION/TITLE/RELATIONSHIP: ACCOUNT EXECUTIVE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: SALES AND SERVICE OF GROUP BENEFITS;
CRS (Client Relationship Summary) - RIA
Click below to view John Richard Lamontagne's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 324 Grove St, Worcester, MA 01605RIA
CRD#: 105644
WORCESTER, MA
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 38 Austin Street, Worcester, MA 01609BD
CRD#: 13572
Worcester, MA
Past
September 2, 2014 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
May 1, 1996 - September 3, 2013
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
WORCESTER, MA
Past
January 17, 1995 - May 6, 1996
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/3/2013)
RR
Colorado(9/5/2017)
RR
Connecticut(9/3/2013)
RR
Florida(9/3/2013)
RR
Maine(9/3/2013)
RR
Maryland(12/9/2021)
RR
Massachusetts(9/3/2013)
IAR
Massachusetts(6/29/2023)
RR
New Hampshire(9/3/2013)
RR
New Jersey(10/24/2017)
RR
New York(9/3/2013)
RR
North Carolina(6/21/2016)
RR
Rhode Island(9/3/2013)
RR
Tennessee(7/28/2025)
RR
Texas(1/3/2025)
IAR
Texas(1/6/2025)
RR
Vermont(9/3/2013)
RR
Virginia(5/25/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Worcester, MA 01605TRUST BUT VERIFY
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