HH
Howell B. Holland
CETERA INVESTMENT ADVISERS LLC
BIRMINGHAM, AL 35223
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CRD#: 2430593
HH
Professional summary
Howell Booth Holland JR, who also goes by Hal Holland, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Birmingham, Alabama and CETERA WEALTH SERVICES, LLC located in Fayette, Alabama.
Howell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Howell has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Hal Holland
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) ELLA VALLEY WEALTH ADVISORS; Investment related; 22 Inverness Center Parkway, Suite 135, Birmingham, AL 35242; Financial Services; Co-owner/Adviser; Start Date 04/2022; 40 hours per month with 35 of those hours per month occurring during trading hours; Conduct financial plans, manage investment accounts, provide financial advice, registered investment and insurance products are used for Retirement, College, and Estate Planning. >> HAL HOLLAND FINANCIAL SERVICES; Investment Related; 22 Inverness Center Parkway, Suite 135, Birmingham, AL 35243; Insurance; Owner; Start Date 10/1993; 10 hours per month with 2 of those 10 hours per month occurring during trading hours; Sales and service of fixed insurance products including but not limited to life, annuity, health, disability and long-term care. >> HAL HOLLAND GROUP; Investment related; 22 Inverness Center Parkway, Suite 135, Birmingham, AL 35243; Group Insurance; Owner; Start Date: 07/2014; 1 hour per month with no hours during trading hours; I refer small to medium companies that need help with group health, dental, life and disability insurance to secondary alliance and Rick Holmes. I refer prospects to his organization; they split commissions with me if business is conducted. Insurance Services for personal and business owner clients. >> WEST ALABAMA BANK & TRUST; Investment Related; 305 2nd Street NE, Fayette, AL, 35555; Financial Services; Financial Advisor; Start Date: 06/2016; 30 hours per month with 20 hours per month during trading hours; Act as the financial advisor for West Alabama Bank 's Fayette, Millport, and Gordo branches. >> HOWELL B HOLLAND JR - INSURANCE; Investment Related; 22 Inverness Center Parkway, Suite 135, Birmingham, AL 35243; Insurance; Agent; Start Date 10/1993; 10 hours per month with 5 of those hours per month occurring during trading hours; Broker life, health, disability, long-term care and fixed annuity insurance products. 2) Member - Trustee Committee; Start Date 04/2022; 1 hour per month with no hours per month occurring during trading hours; Along with the other trustee committee members, managed all aspects of the church's properties and buildings; NAME OF OTHER BUSINESS: FAYETTE FIRST METHODIST CHURCH; INVESTMENT RELATED: NO; ADDRESS: 412 TEMPLE AVE N, FAYETTE, AL 35555; NATURE OF BUSINESS: RELIGION; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: FINANCE COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SERVE ON COMMITTEE & REVIEW MONTHLY FINANCIAL STATEMENTS, HELP MAKE DECISION ON DIRECTION OF CHURCH BUDGET;
CRS (Client Relationship Summary) - RIA
Click below to view Howell Booth Holland JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3309 Eaton Road, Birmingham, AL 35223Office #2: 305 2nd Street Ne, Fayette, AL 35555RIA
CRD#: 105644
BIRMINGHAM, AL
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 305 2nd Street Ne, Fayette, AL 35555Office #2: 22 Inverness Center Parkway Suite 135, Birmingham, AL 35242BD
CRD#: 13572
Fayette, AL
Past
March 9, 1999 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Fayette, AL
Past
December 12, 1997 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Fayette, AL
Past
February 15, 1994 - December 22, 1997
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/20/2025)
IAR
Alabama(2/20/2025)
RR
California(2/20/2025)
RR
Florida(2/20/2025)
RR
Georgia(2/20/2025)
RR
Louisiana(2/20/2025)
RR
Minnesota(2/20/2025)
RR
Mississippi(2/20/2025)
RR
Missouri(2/20/2025)
RR
North Carolina(2/20/2025)
RR
Ohio(2/20/2025)
RR
Oklahoma(2/20/2025)
RR
South Carolina(2/20/2025)
RR
Tennessee(2/20/2025)
RR
Texas(2/20/2025)
IAR
Texas(2/26/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Birmingham, AL 35223TRUST BUT VERIFY
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