Randall L. Jenkins
Professional summary
Randall Lee Jenkins is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Ceres, California and CETERA WEALTH SERVICES, LLC located in Ceres, California.
Randall is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Randall has worked at 4 firms and has passed the Series 63, SIE, Series 62, Series 22, Series 2 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Randall Lee Jenkins's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1788 Mitchell Road Ste 102, Ceres, CA 95307September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1788 Mitchell Rd Suite 102, Ceres, CA 95307April 13, 1995 - September 5, 2025
AVANTAX ADVISORY SERVICES
January 5, 1994 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 62
Date: 12/16/2000
Corporate Securities Limited Representative ExaminationSeries 2
Date: 9/19/1994
Non-Member General Securities ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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