Jeffrey D. Mann

DOUGLAS SCOTT SECURITIES

Plano, TX 75075

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CRD#: 2429708

Professional summary

Jeffrey Douglas Mann is a registered financial professional currently at DOUGLAS SCOTT SECURITIES, INC. located in Plano, Texas.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1993. Jeffrey has worked at 4 firms and has passed the Series 63, SIE, Series 22 and Series 39 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Douglas Mann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 1995 - Present

DOUGLAS SCOTT SECURITIES, INC.

Office #1: 1700 Alma Drive Suite 110a, Plano, TX 75075Office #2: 1700 Alma Dr Suite 110a, Plano, TX 75075

CRD#: 39032

Plano, TX

Past

August 21, 1995 - October 20, 1995

WELLINGTON ASHFORD CAPITAL, INC.

CRD#: 29298

LOUISVILE, CO

Past

April 5, 1995 - June 23, 1995

BRAXTON-STELLAR SECURITIES, INC.

CRD#: 36489

ATLANTA, GA

Past

December 16, 1993 - June 23, 1995

KINLAW SECURITIES CORPORATION

CRD#: 18448

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/18/1997)

Arkansas
(6/27/1997)

California
(12/18/1995)

Colorado
(12/21/1995)

Connecticut
(1/28/2019)

Florida
(2/23/1996)

Georgia
(7/9/1997)

Illinois
(6/30/1997)

Iowa
(3/4/2021)

Kansas
(10/1/2008)

Kentucky
(2/26/2019)

Louisiana
(7/16/1997)

Maryland
(5/6/1996)

Michigan
(2/29/1996)

Minnesota
(3/2/1999)

Missouri
(10/30/1997)

Nevada
(1/20/2005)

New Jersey
(10/21/1997)

New Mexico
(1/30/1996)

New York
(3/21/1996)

Ohio
(6/26/1997)

Oklahoma
(7/11/1997)

Pennsylvania
(7/16/1997)

South Carolina
(10/16/1997)

Tennessee
(11/20/2024)

Texas
(9/12/1995)

Utah
(7/11/1997)

Virginia
(11/10/1997)

Washington
(7/31/2018)

Exams

State Security Law Exam

Series 63

Date: 11/26/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 12/1/1993

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 39

Date: 9/25/1995

Direct Participation Programs Principal Examination

SRO Registrations

FINRA

Current Firm

DOUGLAS SCOTT SECURITIES, INC.

CRD#: 39032 / SEC#: , 8-48506

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

1700 Alma Dr Suite 110a, Plano, TX 75075

Mailing Address

1700 Alma Dr Suite 110a, Plano, TX 75075

Phone number

(972) 235-8468

Established

Texas since 07/17/1995

Firm type

Corporation

Fiscal year end

October

Firm Size

Small

# of Employees

FINRA licenses (29 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MANN, JEFFREY DOUGLAS	PRESIDENT/CHIEF EXECUTIVE OFFICER	2429708
KELTNER, ERIC RYAN	CHIEF COMPLIANCE OFFICER, CHIEF FINOP	4901381

Disclosures

Civil Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey D. Mann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Douglas Mann's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLINGTON ASHFORD CAPITAL, INC.

BRAXTON-STELLAR SECURITIES, INC.

KINLAW SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 11/26/1993

SIE

Date: 10/1/2018

Series 22

Date: 12/1/1993

Series 39

Date: 9/25/1995

FINRA

Current Firm

DOUGLAS SCOTT SECURITIES, INC.

Contact information

FINRA licenses (29 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

DOUGLAS SCOTT SECURITIES, INC.

TRUST BUT VERIFY

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