Richard Sincore
Professional Summary
Richard Sincore, who also goes by Richard Sincore, Richard Daniel Sincore, is a registered financial advisor currently at INVESTX MARKETS LLC located in New York, New York. Richard is registered as a RR (Registered Representative) and started their career in finance in 1993. Richard has worked at 8 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 55, Series 3, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Richard Sincore, Richard Daniel Sincore
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
AUCTUS SECURITIES, LLC | WOODVILLE HALL CAPITAL, LLC | INVESTX MARKETS LLC
Contact Information
Main Address
88 Pine Street Suite 2430, New York, NY 10005Mailing Address
88 Pine Street Suite 2430, New York, NY 10005Phone Number
(212) 390-9270Established
Virginia since 10/17/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (49 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(10/2/2026)
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Dec 2005Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1993About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Richard Sincore's CRS (Customer Relationship Summary).
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