Joseph N. Dejulius
Professional summary
Joseph Nicholas Dejulius, who also goes by Joseph Dejulius, is a registered financial professional currently at THIRD SEVEN CAPITAL LLC located in Greenwich, Connecticut.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1993. Joseph has worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 79TO, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Nicholas Dejulius's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 15, 2025 - Present
THIRD SEVEN CAPITAL LLC
Office #1: 67 Holly Hill Lane Suite 300c, Greenwich, CT 06830July 22, 2024 - January 22, 2025
NATALLIANCE SECURITIES, LLC
November 25, 2019 - February 28, 2022
ICAPITAL MARKETS LLC
May 13, 2016 - August 24, 2017
NATALLIANCE SECURITIES, LLC
December 3, 1993 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
December 3, 1993 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
December 3, 1993 - July 9, 1996
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/16/2025)
(10/22/2025)
(10/29/2025)
(10/22/2025)
(10/17/2025)
Exams
Series 7TO
Date: 7/22/2024
General Securities Representative ExaminationSeries 79TO
Date: 3/18/2024
Investment Banking Registered Representative ExaminationFINRA
Current Firm
THIRD SEVEN CAPITAL LLC
CRD#: 160209 / SEC#: , 8-69032
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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