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William Salisbury Culman

THIRD SEVEN CAPITAL
Greenwich, CT
·CRD# 2428008·30 years experience

Professional Summary

William Salisbury Culman, who also goes by William Salisbury Colman, Liam Culman, Peter Culman, is a registered financial advisor currently at THIRD SEVEN CAPITAL LLC located in Greenwich, Connecticut. William is registered as a RR (Registered Representative) and started their career in finance in 1994. William has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 55 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

William Salisbury Colman, Liam Culman, Peter Culman

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

THIRD SEVEN CAPITAL LLC·CRD# 160209
BD
67 Holly Hill Lane Suite 300c, Greenwich, CT 06830
January 10, 2018 - Present
WAVECREST SECURITIES LLC·CRD# 160135
BD
Brentwood, TN
July 12, 2016 - December 31, 2017
ELEVATION, LLC·CRD# 140341
BD
New York, NY
August 26, 2010 - January 26, 2011
SOLEIL SECURITIES CORPORATION·CRD# 124737
BD
New York, NY
July 16, 2003 - July 15, 2008
PALI CAPITAL, INC.·CRD# 117783
BD
New York, NY
September 24, 2002 - January 22, 2003
BMO CAPITAL MARKETS CORP.·CRD# 16686
BD
New York, NY
December 22, 2000 - June 29, 2001
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
June 14, 1999 - July 16, 1999
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
June 10, 1999 - October 20, 2000
DB ALEX. BROWN LLC·CRD# 17790
BD
Baltimore, MD
September 1, 1997 - June 14, 1999
ALEX. BROWN & SONS INCORPORATED·CRD# 20
BD
August 19, 1994 - September 1, 1997

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Current Firm

TS
THIRD SEVEN CAPITAL LLC

THIRD SEVEN CAPITAL ADVISORS | THIRD SEVEN CAPITAL, LLC | THIRD SEVEN CAPITAL LLC

CRD#: 160209 / SEC#: 8-69032
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

67 Holly Hill Lane Suite 8500, New York, NY 10022

Mailing Address

67 Holly Hill Lane Suite 300c, Greenwich, CT 06830

Phone Number

(917) 602-6153

Established

Delaware since 07/06/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
THIRD SEVEN GROUP LLCHOLDING COMPANY—
DIFIORE, MONICA LISACCO2966552
LEDGER, NICHOLAS MARKCEO/CFO6779287
SAKOL, DANIEL SCOTTFIN OP2813237

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(1/6/2022)
RR
Connecticut
(1/6/2022)
RR
Florida
(3/9/2023)
RR
Illinois
(9/29/2022)
RR
Maryland
(1/6/2022)
RR
New Jersey
(3/9/2023)
RR
New York
(1/10/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2016About the Series 7 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Nov 2003
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view William Salisbury Culman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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