Maria N. Emanuel
Professional summary
Maria Nicole Emanuel, who also goes by Maria Nicole Kittrell, is a registered financial professional currently at TRUIST INVESTMENT SERVICES, INC. located in Atlanta, Georgia.
Maria is registered as a RR (Registered Representative) and started their career in finance in 1993. Maria has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Maria Nicole Emanuel's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2015 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 303 Peachtree St, Ne Fl 31, Atlanta, GA 30308October 1, 2008 - October 31, 2014
TRUIST INVESTMENT SERVICES, INC.
October 18, 2007 - July 29, 2008
MORGAN KEEGAN & COMPANY, LLC
July 28, 2004 - June 5, 2007
MORGAN KEEGAN & COMPANY, LLC
April 14, 2003 - August 4, 2004
PFIC SECURITIES CORPORATION
October 3, 2000 - April 9, 2003
AMSOUTH INVESTMENT SERVICES, INC.
August 17, 1999 - July 12, 2000
INVEST FINANCIAL CORPORATION
December 6, 1993 - May 31, 1995
NBC CAPITAL MARKETS GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/15/2015)
Exams
FINRA
Current Firm
TRUIST INVESTMENT SERVICES, INC.
CRD#: 17499 / SEC#: 801-56443, 8-35355
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | HOLDING COMPANY | |
| CALLENDER, EVELYN MICHELLE | TREASURER AND CHIEF FINANCIAL OFFICER | 7591739 |
| CENTENO, PATRICIA REED | DEPUTY CHIEF COMPLIANCE OFFICER | 2239528 |
| COBBS, JENI RACHEL | COMPLIANCE OFFICER | 4354424 |
| CRAM, BRYAN SCOTT | VICE CHAIRMAN/EXECUTIVE VICE PRESIDENT | 2723431 |
| DOWHOWER, BRIAN SEAN | CHAIRMAN/PRESIDENT/CHIEF EXECUTIVE OFFICER | 4202574 |
| DUNN, JEFFREY TODD | DIRECTOR/EXECUTIVE VICE PRESIDENT | 4228631 |
| HECHTLINGER, SUSAN | DIRECTOR/CHIEF COMPLIANCE OFFICER/SENIOR VICE PRESIDENT | 2890466 |
| MAVICO, CECILIA BAUTE | SENIOR VICE CHAIRMAN/CHIEF OPERATING OFFICER/CORPORATE SECRETARY | 3261303 |
| NORMAN, ANNMARIE CARROLL | COMPLIANCE OFFICER | 2993726 |
| TYSON, TONYA | CHIEF OPERATIONS OFFICER/SENIOR VICE PRESIDENT/ASSISTANT CORPORATE SECRETARY | 1987448 |
| WEHINGER, LEAH ROWE | DIRECTOR/EXECUTIVE VICE PRESIDENT | 1719505 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 14 |
| Bond | 2 |
Red Flags
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