MB
Martyn N. Ball
SEAPORT GLOBAL SECURITIES
New York, NY 10017
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CRD#: 2426122
MB
Professional summary
Martyn Norman Ball, who also goes by Martyn N Ball, is a registered financial professional currently at SEAPORT GLOBAL SECURITIES LLC located in New York, New York.
Martyn is registered as a RR (Registered Representative) and started their career in finance in 1993. Martyn has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Martyn N Ball
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Martyn Norman Ball's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 6, 2023 - Present
SEAPORT GLOBAL SECURITIES LLC
Office #1: 360 Madison Ave 22nd Floor, New York, NY 10017Office #2: 2 Greenwich Office Park Suite 150, Greenwich, CT 06831BD
CRD#: 116270
New York, NY
Past
June 5, 2017 - November 15, 2023
CANTOR FITZGERALD & CO.
BD
CRD#: 134
DARIEN, CT
Past
July 19, 2010 - August 1, 2016
PIPER SANDLER & CO.
BD
CRD#: 665
NEW YORK, NY
Past
May 15, 2009 - June 29, 2010
WEEDEN & CO.L.P.
BD
CRD#: 16835
GREENWICH, CT
Past
June 3, 1998 - April 30, 2009
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Past
January 12, 1998 - June 3, 1998
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
December 15, 1993 - January 16, 1998
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/6/2023)
RR
Alaska(12/6/2023)
RR
Arizona(12/6/2023)
RR
Arkansas(12/6/2023)
RR
California(12/6/2023)
RR
Colorado(12/6/2023)
RR
Connecticut(12/6/2023)
RR
Delaware(12/6/2023)
RR
District of Columbia(12/6/2023)
RR
Florida(12/6/2023)
RR
Georgia(12/6/2023)
RR
Hawaii(12/6/2023)
RR
Idaho(12/6/2023)
RR
Illinois(12/6/2023)
RR
Indiana(12/6/2023)
RR
Iowa(12/6/2023)
RR
Kansas(12/6/2023)
RR
Kentucky(12/6/2023)
RR
Louisiana(12/6/2023)
RR
Maine(12/6/2023)
RR
Maryland(12/6/2023)
RR
Massachusetts(12/6/2023)
RR
Michigan(12/6/2023)
RR
Minnesota(12/6/2023)
RR
Mississippi(12/6/2023)
RR
Missouri(12/6/2023)
RR
Montana(12/6/2023)
RR
Nebraska(12/6/2023)
RR
Nevada(12/6/2023)
RR
New Hampshire(12/6/2023)
RR
New Jersey(12/6/2023)
RR
New Mexico(12/6/2023)
RR
New York(12/6/2023)
RR
North Carolina(12/6/2023)
RR
North Dakota(12/6/2023)
RR
Ohio(12/14/2023)
RR
Oklahoma(12/6/2023)
RR
Oregon(12/6/2023)
RR
Pennsylvania(12/6/2023)
RR
Rhode Island(12/6/2023)
RR
South Carolina(12/6/2023)
RR
South Dakota(12/6/2023)
RR
Tennessee(12/6/2023)
RR
Texas(12/6/2023)
RR
Utah(12/6/2023)
RR
Vermont(12/6/2023)
RR
Virginia(12/6/2023)
RR
Washington(12/6/2023)
RR
West Virginia(12/6/2023)
RR
Wisconsin(12/6/2023)
RR
Wyoming(12/6/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 6/19/2009
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SG
SEAPORT GLOBAL SECURITIES LLC
PERICLES CAPITAL | SP CREDIT DIRECT LLC | SEAPORT RESEARCH PARTNERS | SEAPORT GLOBAL SECURITIES LLC | SEAPORT GLOBAL | SEA PORT GROUP SECURITIES, LLC
CRD#: 116270 / SEC#: , 8-53535
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
360 Madison Ave 22nd Floor, New York, NY 10017
Mailing Address
360 Madison Ave 22nd Floor, New York, NY 10017
Phone number
(212) 616-7700
Established
Delaware since 05/04/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
