Elizabeth A. Folland
Professional summary
Elizabeth Ann Folland, who also goes by Elizabeth Ann Conley, Elizabeth A Folland, Elizabeth Ann Folland, Beth Redpath, Elizabeth Ann Redpath, Elizabeth Folland Redpath, Elizabeth Folland Conley, Elizabeth Conley, is a registered financial advisor currently at NATIONWIDE INVESTMENT ADVISORS, LLC located in Columbus, Ohio and NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.
Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Elizabeth has worked at 13 firms and has passed the Series 65, Series 63, Series 82TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Ann Folland's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2023 - Present
NATIONWIDE INVESTMENT ADVISORS, LLC
Office #1: One Nationwide Plaza 03-07-202, Columbus, OH 43215May 12, 2023 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
Office #1: One Nationwide Plaza, Columbus, OH 43215October 13, 2020 - June 20, 2023
NATIONWIDE SECURITIES, LLC
August 5, 2020 - June 20, 2023
NATIONWIDE SECURITIES, LLC
June 14, 2018 - September 18, 2020
NATIONWIDE INVESTMENT ADVISORS, LLC
June 12, 2018 - September 18, 2020
NATIONWIDE INVESTMENT SERVICES CORPORATION
December 13, 2016 - June 12, 2018
J.P. MORGAN SECURITIES LLC
December 13, 2016 - June 12, 2018
J.P. MORGAN SECURITIES LLC
August 31, 2016 - October 20, 2016
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
January 14, 2010 - July 25, 2016
SWBC INVESTMENT COMPANY
January 14, 2010 - July 25, 2016
SWBC INVESTMENT SERVICES, LLC
September 12, 2009 - January 14, 2010
ADVISORS ASSET MANAGEMENT, INC.
September 8, 2009 - January 14, 2010
ADVISORS ASSET MANAGEMENT, INC.
January 3, 2006 - October 8, 2009
J.P. MORGAN INVESTMENT MANAGEMENT INC.
May 21, 2004 - December 31, 2005
JPMORGAN ASSET MANAGEMENT
May 2, 2001 - September 14, 2009
JPMORGAN DISTRIBUTION SERVICES, INC.
June 3, 1996 - April 20, 2001
CITIGROUP GLOBAL MARKETS INC.
November 24, 1993 - May 3, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/12/2023)
(5/12/2023)
(5/12/2023)
(5/12/2023)
(5/12/2023)
(6/20/2023)
(5/12/2023)
(5/12/2023)
(5/12/2023)
(6/20/2023)
Exams
Series 82TO
Date: 5/12/2023
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 270,365 |
| AUM (Assets Under Management) | $ 15,686,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 01/26/2024 | ||
| 10/26/2022 |
Red Flags
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