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Gregory Mcdermott

CRD# 2424436·Registered 1994 - 2025
Previously Registered: Being a previously registered professional could mean that Gregory is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gregory Mcdermott, who also goes by Gregory J Mcdermott, Gregory James Mcdermott, was a registered financial advisor. Gregory was a previously registered financial professional and started their career in finance 1994 - 2025. Gregory had worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 25 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gregory J Mcdermott, Gregory James Mcdermott

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years registered in the securities industry

Current & Past Employments

Past

STATE STREET GLOBAL MARKETS, LLCPast·CRD# 285852
BD
New York, NY
February 27, 2024 - April 29, 2025
SECURITIZE MARKETS, LLCPast·CRD# 283256
BD
Miami, FL
June 1, 2021 - January 7, 2022
ETORO USA SECURITIES INC.Past·CRD# 298361
BD
Hoboken, NJ
May 15, 2021 - May 25, 2021
LIQUIDNET, INC.Past·CRD# 103987
BD
New York, NY
June 25, 2007 - June 4, 2019
ELECTRONIC GLOBAL SECURITIES, INC.Past·CRD# 47584
BD
New York, NY
October 14, 2005 - July 14, 2006
TRACK DATA SECURITIES CORPORATIONPast·CRD# 103802
BD
Brooklyn, NY
April 13, 2005 - September 12, 2005
NASDAQ EXECUTION SERVICES, LLCPast·CRD# 7270
BD
Philadelphia, PA
September 11, 2003 - March 29, 2005
INSTINET, LLCPast·CRD# 42886
BD
New York, NY
August 1, 2000 - April 30, 2002
REUTERS C CORPORATIONPast·CRD# 14408
BD
New York, NY
April 17, 2000 - August 1, 2000
JPMSIPast·CRD# 15733
BD
New York, NY
February 15, 1994 - March 14, 2000

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Current Firm

SS
STATE STREET GLOBAL MARKETS, LLC

STATE STREET GLOBAL MARKETS, LLC | STATE STREET NEWCO, LLC

CRD#: 285852 / SEC#: 8-69862
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One Congress Street, Suite 1, Boston, MA 02114-2016

Mailing Address

One Congress Street, Suite 1, Boston, MA 02114-2016

Phone Number

(617) 664-3619

Established

Delaware since 10/07/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STATE STREET CORPORATIONPARENT COMPANY—
BAMBINO, JOHN JOSEPHCHIEF FINANCIAL OFFICER, FINOP, PRINCIPAL FINANCIAL OFFICER4237874
CHARLAND, JOSEPH LEONARDDIRECTOR5183891
FORTUNA, GREGORY PAULDIRECTOR3168105
JUNKER, DAVID JPRINCIPAL OPERATIONS OFFICER6073985
MAXHAM, DAVID GOULDDIRECTOR6372664
MCKEON, ROBERT ADIRECTOR7638847
MORGAN, DANIEL ROBERTCHIEF EXECUTIVE OFFICER2743457
SIGLAIN, TARYN ANNDIRECTOR5163466
SOR, LYDIRECTOR7996223
TRABUCCO, MARK RUSSELLCHIEF COMPLIANCE OFFICER4856280

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2024About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jun 2000

Series 25 — NYSE Trading Assistant Examination

Passed Jul 1999

Series 7 — General Securities Representative Examination

Passed Feb 1994About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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