Sidney Bert King Iii
CFP®Professional Summary
Sidney Bert King III, CFP®, who also goes by Sidney Bert King, is a registered financial advisor currently at CORNERSTONE WEALTH PLANNING located in Charlotte, North Carolina. Sidney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Sidney has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sidney Bert King
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
29 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CORNERSTONE FINANCIAL PLANNING LLC | RETIREMENT COURSE REGISTRATION | CORNERSTONE WEALTH PLANNING | CORNERSTONE PLANNING, LLC
Contact Information
Main Address
7810 Ballantyne Commons Parkway Suite 200, Charlotte, NC 28277Phone Number
(704) 849-0123# of Employees
13SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,273AUM (Assets Under Management)
$485,905,211Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
CORNERSTONE FINANCIAL PLANNING LLC | RETIREMENT COURSE REGISTRATION | CORNERSTONE WEALTH PLANNING | CORNERSTONE PLANNING, LLC
State Registrations and Notice Filings
(11/1/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2008About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Sidney Bert King III's CRS (Customer Relationship Summary).
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