Sidney B. King
Professional summary
Sidney Bert King III, CFP®, who also goes by Sidney Bert King, is a registered financial advisor currently at CORNERSTONE WEALTH PLANNING located in Charlotte, North Carolina.
Sidney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Sidney has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sidney Bert King III's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2023 - Present
CORNERSTONE WEALTH PLANNING
Office #1: 7810 Ballantyne Commons Parkway Suite 200, Charlotte, NC 28277January 25, 2008 - October 20, 2023
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
July 10, 2006 - December 5, 2007
OCEAN ADVISORS, LLC
May 17, 1994 - February 23, 2001
QUICK & REILLY, INC.
Primary Firm SEC Registration
CORNERSTONE WEALTH PLANNING
CRD#: 166886 / SEC#: 801-119224
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/1/2023)
Exams
Current Firm
CORNERSTONE WEALTH PLANNING
CRD#: 166886 / SEC#: 801-119224
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,113 |
| AUM (Assets Under Management) | $ 377,153,984 |
Red Flags
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