William G. Lawrence
Professional summary
William Goadby Lawrence II, who also goes by Bill Lawrence, Billy Lawrence, William G Lawrence, is a registered financial professional currently at MISCHLER FINANCIAL GROUP, INC. located in Stamford, Connecticut.
William is registered as a RR (Registered Representative) and started their career in finance in 1993. William has worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Goadby Lawrence II's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 7, 2022 - Present
MISCHLER FINANCIAL GROUP, INC.
Office #1: Harbor Landing 46 Southfield Avenue, Suite 200, Stamford, CT 06902May 10, 2019 - October 25, 2021
BOFA SECURITIES, INC.
November 1, 2010 - May 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 13, 2009 - March 11, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 22, 2005 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
March 3, 2003 - June 21, 2005
AMHERST SECURITIES GROUP, L.P.
November 18, 1993 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
November 18, 1993 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
November 18, 1993 - March 5, 2003
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/7/2022)
(4/20/2023)
(9/7/2022)
(4/20/2023)
(4/20/2023)
(4/20/2023)
(4/20/2023)
(4/20/2023)
(4/20/2023)
(1/22/2024)
Exams
FINRA
Current Firm
MISCHLER FINANCIAL GROUP, INC.
CRD#: 37818 / SEC#: , 8-48067
Contact information
FINRA licenses (49 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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