Aaron Munk
Professional summary
Aaron Munk, CFP®, CIMA® is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Cedarhurst, New York.
Aaron is registered as a RR (Registered Representative) and started their career in finance in 1993. Aaron has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Aaron Munk's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1997
Experience
August 14, 2014 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 335 Washington Ave, Cedarhurst, NY 11516November 7, 1997 - January 13, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 3, 1997 - August 10, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 18, 1994 - August 5, 1997
LEGG MASON WOOD WALKER, INCORPORATED
December 23, 1993 - March 28, 1994
CHESAPEAKE SECURITIES RESEARCH CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/27/2014)
Exams
FINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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