Barry Scott Best
Professional Summary
Barry Scott Best is a registered financial advisor currently at STONECASTLE SECURITIES, LLC located in Eden, Utah. Barry is registered as a RR (Registered Representative) and started their career in finance in 1993. Barry has worked at 2 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
LPL FINANCIAL LLC
FALCON WEALTH PLANNING, LLC
T. ROWE PRICE ADVISORY SERVICES, INC.
LPL FINANCIAL LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
FALCON WEALTH PLANNING, LLC
T. ROWE PRICE ADVISORY SERVICES, INC.
LPL FINANCIAL LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL FINANCIAL LLC
FALCON WEALTH PLANNING, LLC
T. ROWE PRICE ADVISORY SERVICES, INC.
LPL FINANCIAL LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
FALCON WEALTH PLANNING, LLC
T. ROWE PRICE ADVISORY SERVICES, INC.
LPL FINANCIAL LLC
Years of Experience
33 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
LPL FINANCIAL LLC
FALCON WEALTH PLANNING, LLC
T. ROWE PRICE ADVISORY SERVICES, INC.
LPL FINANCIAL LLC
Current Firm
STONE CASTLE SECURITIES, LLC | STONECASTLE SECURITIES, LLC
Contact Information
Main Address
152 West 57th Street 52nd Fl, New York, NY 10019Mailing Address
152 West 57th Street 52nd Floor, New York, NY 10019Phone Number
212-354-6500 X. 304Established
Delaware since 03/08/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONECASTLE PARTNERS, LLC | SOLE MEMBER | — |
| HOLMEN, ROBERT CHRISTOPHER | PRESIDENT, CCO, FINOP | 2919060 |
Similar Advisors
LPL FINANCIAL LLC
FALCON WEALTH PLANNING, LLC
T. ROWE PRICE ADVISORY SERVICES, INC.
LPL FINANCIAL LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
LPL FINANCIAL LLC
FALCON WEALTH PLANNING, LLC
T. ROWE PRICE ADVISORY SERVICES, INC.
LPL FINANCIAL LLC
State Registrations and Notice Filings
(8/9/2010)
(8/9/2010)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
LPL FINANCIAL LLC
FALCON WEALTH PLANNING, LLC
T. ROWE PRICE ADVISORY SERVICES, INC.
LPL FINANCIAL LLC
CRS (Client Relationship Summary) - BD
Click below to view Barry Scott Best's CRS (Customer Relationship Summary).
Similar Advisors
LPL FINANCIAL LLC
FALCON WEALTH PLANNING, LLC
T. ROWE PRICE ADVISORY SERVICES, INC.
LPL FINANCIAL LLC